OPTIMUM INVESTMENT ADVISORS

Filed: 10/13/2023ACC: 0001580642-23-005512

📋 What this filing means

OPTIMUM INVESTMENT ADVISORS filed this quarterly 13F‑HR report disclosing 718 equity positions with a total reported market value of $195.26M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

718

Positions

$195.26M

Total AUM (reported)

3.06M

Total Shares

Allocation by class

COM$118.69M60.8%

TR UNIT$9.34M4.8%

CL A$5.95M3.0%

INTRMDT MUNI ETF$4.12M2.1%

INF TECH ETF$3.69M1.9%

CAP STK CL C$3.36M1.7%

CL B$3.03M1.6%

Portfolio Concentration

Top 3$31.39M16.1%

4–10$26.83M13.7%

11–25$27.56M14.1%

Rest$109.47M56.1%

Top 3 weight

16.1%

Top 10 weight

29.8%

Voting Authority Distribution

Total shares with voting rights: 3.06M

Sole

Full voting authority

12.73K

% of voting shares0.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.05M

% of voting shares99.6%

Investment Discretion (by position count)

Sole718

Shared0

Other0

Dominant voting typeNone · 99.6% of voting shares

Institutional Holdings718

Rows:

APPLE INC

SOLE

COM

Shares96.01K

TypeSH

Market value$16.44M

8.42%

Sole

975.00

Shared

0.00

None

95.03K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares22.65K

TypeSH

Market value$9.34M

4.78%

Sole

0.00

Shared

0.00

None

22.65K

MICROSOFT CORP

SOLE

COM

Shares17.76K

TypeSH

Market value$5.61M

2.87%

Sole

0.00

Shared

0.00

None

17.76K

NVIDIA CORPORATION

SOLE

COM

Shares11.18K

TypeSH

Market value$4.86M

2.49%

Sole

680.00

Shared

0.00

None

10.50K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares9.02K

TypeSH

Market value$4.55M

2.33%

Sole

0.00

Shared

0.00

None

9.02K

VANECK ETF TRUST

SOLE

INTRMDT MUNI ETF

Shares93.40K

TypeSH

Market value$4.12M

2.11%

Sole

0.00

Shared

0.00

None

93.40K

COSTCO WHSL CORP NEW

SOLE

COM

Shares6.98K

TypeSH

Market value$3.95M

2.02%

Sole

0.00

Shared

0.00

None

6.98K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares8.90K

TypeSH

Market value$3.69M

1.89%

Sole

0.00

Shared

0.00

None

8.90K

ALPHABET INC

SOLE

CAP STK CL C

Shares25.46K

TypeSH

Market value$3.36M

1.72%

Sole

400.00

Shared

0.00

None

25.07K

MASTERCARD INCORPORATED

SOLE

CL A

Shares5.83K

TypeSH

Market value$2.31M

1.18%

Sole

670.00

Shared

0.00

None

5.16K

JPMORGAN CHASE & CO

SOLE

COM

Shares15.80K

TypeSH

Market value$2.29M

1.17%

Sole

0.00

Shared

0.00

None

15.80K

ABBVIE INC

SOLE

COM

Shares15.08K

TypeSH

Market value$2.25M

1.15%

Sole

0.00

Shared

0.00

None

15.08K

ORACLE CORP

SOLE

COM

Shares20.52K

TypeSH

Market value$2.17M

1.11%

Sole

600.00

Shared

0.00

None

19.92K

CISCO SYS INC

SOLE

COM

Shares38.48K

TypeSH

Market value$2.07M

1.06%

Sole

0.00

Shared

0.00

None

38.48K

AMAZON COM INC

SOLE

COM

Shares15.74K

TypeSH

Market value$2.00M

1.02%

Sole

0.00

Shared

0.00

None

15.74K

UNITED PARCEL SERVICE INC

SOLE

CL B

Shares21.32K

TypeSH

Market value$1.95M

1.00%

Sole

200.00

Shared

0.00

None

21.12K

META PLATFORMS INC

SOLE

CL A

Shares6.44K

TypeSH

Market value$1.93M

0.99%

Sole

220.00

Shared

0.00

None

6.22K

SPDR GOLD TR

SOLE

GOLD SHS

Shares11.12K

TypeSH

Market value$1.91M

0.98%

Sole

400.00

Shared

0.00

None

10.72K

MCDONALDS CORP

SOLE

COM

Shares7.21K

TypeSH

Market value$1.90M

0.97%

Sole

0.00

Shared

0.00

None

7.21K

WALMART INC

SOLE

COM

Shares10.51K

TypeSH

Market value$1.68M

0.86%

Sole

0.00

Shared

0.00

None

10.51K

ADOBE INC

SOLE

COM

Shares3.26K

TypeSH

Market value$1.66M

0.85%

Sole

200.00

Shared

0.00

None

3.06K

EXXON MOBIL CORP

SOLE

COM

Shares13.36K

TypeSH

Market value$1.57M

0.80%

Sole

0.00

Shared

0.00

None

13.36K

CATERPILLAR INC

SOLE

COM

Shares5.26K

TypeSH

Market value$1.44M

0.74%

Sole

0.00

Shared

0.00

None

5.26K

DANAHER CORPORATION

SOLE

COM

Shares5.60K

TypeSH

Market value$1.39M

0.71%

Sole

0.00

Shared

0.00

None

5.60K

LOCKHEED MARTIN CORP

SOLE

COM

Shares3.30K

TypeSH

Market value$1.35M

0.69%

Sole

0.00

Shared

0.00

None

3.30K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	96.01K	SH	$16.44M 8.42%	975.00	95.03K
SPDR S&P 500 ETF TRSOLE	TR UNIT	22.65K	SH	$9.34M 4.78%	0.00	22.65K
MICROSOFT CORPSOLE	COM	17.76K	SH	$5.61M 2.87%	0.00	17.76K
NVIDIA CORPORATIONSOLE	COM	11.18K	SH	$4.86M 2.49%	680.00	10.50K
UNITEDHEALTH GROUP INCSOLE	COM	9.02K	SH	$4.55M 2.33%	0.00	9.02K
VANECK ETF TRUSTSOLE	INTRMDT MUNI ETF	93.40K	SH	$4.12M 2.11%	0.00	93.40K
COSTCO WHSL CORP NEWSOLE	COM	6.98K	SH	$3.95M 2.02%	0.00	6.98K
VANGUARD WORLD FDSSOLE	INF TECH ETF	8.90K	SH	$3.69M 1.89%	0.00	8.90K
ALPHABET INCSOLE	CAP STK CL C	25.46K	SH	$3.36M 1.72%	400.00	25.07K
MASTERCARD INCORPORATEDSOLE	CL A	5.83K	SH	$2.31M 1.18%	670.00	5.16K
JPMORGAN CHASE & COSOLE	COM	15.80K	SH	$2.29M 1.17%	0.00	15.80K
ABBVIE INCSOLE	COM	15.08K	SH	$2.25M 1.15%	0.00	15.08K
ORACLE CORPSOLE	COM	20.52K	SH	$2.17M 1.11%	600.00	19.92K
CISCO SYS INCSOLE	COM	38.48K	SH	$2.07M 1.06%	0.00	38.48K
AMAZON COM INCSOLE	COM	15.74K	SH	$2.00M 1.02%	0.00	15.74K
UNITED PARCEL SERVICE INCSOLE	CL B	21.32K	SH	$1.95M 1.00%	200.00	21.12K
META PLATFORMS INCSOLE	CL A	6.44K	SH	$1.93M 0.99%	220.00	6.22K
SPDR GOLD TRSOLE	GOLD SHS	11.12K	SH	$1.91M 0.98%	400.00	10.72K
MCDONALDS CORPSOLE	COM	7.21K	SH	$1.90M 0.97%	0.00	7.21K
WALMART INCSOLE	COM	10.51K	SH	$1.68M 0.86%	0.00	10.51K
ADOBE INCSOLE	COM	3.26K	SH	$1.66M 0.85%	200.00	3.06K
EXXON MOBIL CORPSOLE	COM	13.36K	SH	$1.57M 0.80%	0.00	13.36K
CATERPILLAR INCSOLE	COM	5.26K	SH	$1.44M 0.74%	0.00	5.26K
DANAHER CORPORATIONSOLE	COM	5.60K	SH	$1.39M 0.71%	0.00	5.60K
LOCKHEED MARTIN CORPSOLE	COM	3.30K	SH	$1.35M 0.69%	0.00	3.30K

Page 1 of 29

…