OPTIMA CAPITAL LLC

Filed: 5/5/2026ACC: 0002070972-26-000002

📋 What this filing means

OPTIMA CAPITAL LLC filed this quarterly 13F‑HR report disclosing 159 equity positions with a total reported market value of $215.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

159

Positions

$215.37M

Total AUM (reported)

3.71M

Total Shares

Allocation by class

COM$23.63M11.0%

STATE STREET SPD$13.89M6.4%

US CORE EQUITY 2$8.15M3.8%

ALLIANZIM BUF 15$6.87M3.2%

S&P500 EQL WGT$6.16M2.9%

INCOME ETF$5.93M2.8%

OPPORTUNISTIC CO$5.84M2.7%

Portfolio Concentration

Top 3$23.06M10.7%

4–10$39.35M18.3%

11–25$54.97M25.5%

Rest$97.99M45.5%

Top 3 weight

10.7%

Top 10 weight

29.0%

Voting Authority Distribution

Total shares with voting rights: 3.71M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.71M

% of voting shares100.0%

Investment Discretion (by position count)

Sole125

Shared0

Other34

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings159

Rows:

DIMENSIONAL ETF TRUST

SOLE

US CORE EQUITY 2

Shares209.64K

TypeSH

Market value$8.15M

3.78%

Sole

0.00

Shared

0.00

None

209.64K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares105.07K

TypeSH

Market value$8.04M

3.73%

Sole

0.00

Shared

0.00

None

105.07K

AIM ETF PRODUCTS TRUST

SOLE

ALLIANZIM BUF 15

Shares252.74K

TypeSH

Market value$6.87M

3.19%

Sole

0.00

Shared

0.00

None

252.74K

INVESCO EXCHANGE TRADED FD T

OTR

S&P500 EQL WGT

Shares32.09K

TypeSH

Market value$6.16M

2.86%

Sole

0.00

Shared

0.00

None

32.09K

J P MORGAN EXCHANGE TRADED F

SOLE

INCOME ETF

Shares128.69K

TypeSH

Market value$5.93M

2.75%

Sole

0.00

Shared

0.00

None

128.69K

DOUBLELINE ETF TRUST

SOLE

OPPORTUNISTIC CO

Shares127.45K

TypeSH

Market value$5.84M

2.71%

Sole

0.00

Shared

0.00

None

127.45K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares17.99K

TypeSH

Market value$5.77M

2.68%

Sole

0.00

Shared

0.00

None

17.99K

CAMBRIA ETF TR

SOLE

GLOBAL VALUE ETF

Shares169.36K

TypeSH

Market value$5.62M

2.61%

Sole

0.00

Shared

0.00

None

169.36K

J P MORGAN EXCHANGE TRADED F

SOLE

ACTIVE BOND ETF

Shares99.64K

TypeSH

Market value$5.36M

2.49%

Sole

0.00

Shared

0.00

None

99.64K

INVESCO EXCH TRADED FD TR II

SOLE

S&P 500 REVENUE

Shares40.70K

TypeSH

Market value$4.68M

2.17%

Sole

0.00

Shared

0.00

None

40.70K

DIMENSIONAL ETF TRUST

SOLE

INTL CORE EQT MK

Shares118.20K

TypeSH

Market value$4.61M

2.14%

Sole

0.00

Shared

0.00

None

118.20K

DBX ETF TR

SOLE

XTRACK MSCI EAFE

Shares92.38K

TypeSH

Market value$4.56M

2.12%

Sole

0.00

Shared

0.00

None

92.38K

WISDOMTREE TR

SOLE

YIELD ENHANCD US

Shares101.29K

TypeSH

Market value$4.40M

2.04%

Sole

0.00

Shared

0.00

None

101.29K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares32.73K

TypeSH

Market value$4.07M

1.89%

Sole

0.00

Shared

0.00

None

32.73K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares18.78K

TypeSH

Market value$4.04M

1.87%

Sole

0.00

Shared

0.00

None

18.78K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHRT ETF

Shares79.13K

TypeSH

Market value$4.00M

1.86%

Sole

0.00

Shared

0.00

None

79.13K

INVESCO QQQ TR

OTR

UNIT SER 1

Shares6.75K

TypeSH

Market value$3.89M

1.81%

Sole

0.00

Shared

0.00

None

6.75K

SPDR INDEX SHS FDS

SOLE

STATE STREET SPD

Shares83.36K

TypeSH

Market value$3.81M

1.77%

Sole

0.00

Shared

0.00

None

83.36K

ISHARES TR

SOLE

MSCI USA QUALITY

Shares57.13K

TypeSH

Market value$3.65M

1.70%

Sole

0.00

Shared

0.00

None

57.13K

WISDOMTREE TR

SOLE

WISDOMTREE US VA

Shares38.19K

TypeSH

Market value$3.62M

1.68%

Sole

0.00

Shared

0.00

None

38.19K

STATE STR SPDR S&P 500 ETF T

OTR

TR UNIT

Shares5.33K

TypeSH

Market value$3.47M

1.61%

Sole

0.00

Shared

0.00

None

5.33K

EXXON MOBIL CORP

DFND

COM

Shares16.62K

TypeSH

Market value$2.82M

1.31%

Sole

0.00

Shared

0.00

None

16.62K

INVESCO EXCH TRADED FD TR II

SOLE

S&P INTL MOMNT

Shares51.21K

TypeSH

Market value$2.81M

1.30%

Sole

0.00

Shared

0.00

None

51.21K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares4.41K

TypeSH

Market value$2.63M

1.22%

Sole

0.00

Shared

0.00

None

4.41K

BITWISE BITCOIN ETF TR

SOLE

SHS BEN INT

Shares70.45K

TypeSH

Market value$2.59M

1.20%

Sole

0.00

Shared

0.00

None

70.45K

Issuer	Class	Shares	Type	Value / Portfolio %	None
DIMENSIONAL ETF TRUSTSOLE	US CORE EQUITY 2	209.64K	SH	$8.15M 3.78%	209.64K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	105.07K	SH	$8.04M 3.73%	105.07K
AIM ETF PRODUCTS TRUSTSOLE	ALLIANZIM BUF 15	252.74K	SH	$6.87M 3.19%	252.74K
INVESCO EXCHANGE TRADED FD TOTR	S&P500 EQL WGT	32.09K	SH	$6.16M 2.86%	32.09K
J P MORGAN EXCHANGE TRADED FSOLE	INCOME ETF	128.69K	SH	$5.93M 2.75%	128.69K
DOUBLELINE ETF TRUSTSOLE	OPPORTUNISTIC CO	127.45K	SH	$5.84M 2.71%	127.45K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	17.99K	SH	$5.77M 2.68%	17.99K
CAMBRIA ETF TRSOLE	GLOBAL VALUE ETF	169.36K	SH	$5.62M 2.61%	169.36K
J P MORGAN EXCHANGE TRADED FSOLE	ACTIVE BOND ETF	99.64K	SH	$5.36M 2.49%	99.64K
INVESCO EXCH TRADED FD TR IISOLE	S&P 500 REVENUE	40.70K	SH	$4.68M 2.17%	40.70K
DIMENSIONAL ETF TRUSTSOLE	INTL CORE EQT MK	118.20K	SH	$4.61M 2.14%	118.20K
DBX ETF TRSOLE	XTRACK MSCI EAFE	92.38K	SH	$4.56M 2.12%	92.38K
WISDOMTREE TRSOLE	YIELD ENHANCD US	101.29K	SH	$4.40M 2.04%	101.29K
ISHARES TRSOLE	CORE S&P SCP ETF	32.73K	SH	$4.07M 1.89%	32.73K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	18.78K	SH	$4.04M 1.87%	18.78K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHRT ETF	79.13K	SH	$4.00M 1.86%	79.13K
INVESCO QQQ TROTR	UNIT SER 1	6.75K	SH	$3.89M 1.81%	6.75K
SPDR INDEX SHS FDSSOLE	STATE STREET SPD	83.36K	SH	$3.81M 1.77%	83.36K
ISHARES TRSOLE	MSCI USA QUALITY	57.13K	SH	$3.65M 1.70%	57.13K
WISDOMTREE TRSOLE	WISDOMTREE US VA	38.19K	SH	$3.62M 1.68%	38.19K
STATE STR SPDR S&P 500 ETF TOTR	TR UNIT	5.33K	SH	$3.47M 1.61%	5.33K
EXXON MOBIL CORPDFND	COM	16.62K	SH	$2.82M 1.31%	16.62K
INVESCO EXCH TRADED FD TR IISOLE	S&P INTL MOMNT	51.21K	SH	$2.81M 1.30%	51.21K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	4.41K	SH	$2.63M 1.22%	4.41K
BITWISE BITCOIN ETF TRSOLE	SHS BEN INT	70.45K	SH	$2.59M 1.20%	70.45K

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