OPTI CAPITAL MANAGEMENT, LP

Filed: 11/14/2023ACC: 0000919574-23-006307

📋 What this filing means

OPTI CAPITAL MANAGEMENT, LP filed this quarterly 13F‑HR report disclosing 56 equity positions with a total reported market value of $1.39M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$1.39M

Total AUM (reported)

1.31B

Total Shares

Allocation by class

NOTE 3/1$111.3K8.0%

NOTE 1.000%11/1$88.5K6.4%

NOTE 11/0$81.1K5.8%

NOTE 0.750% 2/1$66.0K4.8%

NOTE 0.500% 6/0$61.7K4.4%

NOTE 6.000% 8/1$59.3K4.3%

NOTE 1.250% 9/1$55.1K4.0%

Portfolio Concentration

Top 3$216.2K15.6%

4–10$380.6K27.4%

11–25$442.0K31.8%

Rest$350.9K25.3%

Top 3 weight

15.6%

Top 10 weight

42.9%

Voting Authority Distribution

Total shares with voting rights: 1.31B

Sole

Full voting authority

1.31B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole56

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings56

Rows:

CHART INDS INC

SOLE

NOTE 1.000%11/1

Shares30.37M

TypePRN

Market value$88.5K

6.37%

Sole

30.37M

Shared

0.00

None

0.00

INSIGHT ENTERPRISES INC

SOLE

NOTE 0.750% 2/1

Shares30.84M

TypePRN

Market value$66.0K

4.75%

Sole

30.84M

Shared

0.00

None

0.00

FIVE9 INC

SOLE

NOTE 0.500% 6/0

Shares65.61M

TypePRN

Market value$61.7K

4.44%

Sole

65.61M

Shared

0.00

None

0.00

NOVOCURE LTD

SOLE

NOTE 11/0

Shares71.35M

TypePRN

Market value$61.5K

4.43%

Sole

71.35M

Shared

0.00

None

0.00

ROYAL CARIBBEAN GROUP

SOLE

NOTE 6.000% 8/1

Shares30M

TypePRN

Market value$59.3K

4.27%

Sole

30M

Shared

0.00

None

0.00

SAREPTA THERAPEUTICS INC

SOLE

NOTE 1.250% 9/1

Shares49M

TypePRN

Market value$55.1K

3.97%

Sole

49M

Shared

0.00

None

0.00

BLACKLINE INC

SOLE

NOTE 3/1

Shares62.50M

TypePRN

Market value$53.9K

3.88%

Sole

62.50M

Shared

0.00

None

0.00

ALTERYX INC

SOLE

NOTE 0.500% 8/0

Shares54.15M

TypePRN

Market value$52.0K

3.74%

Sole

54.15M

Shared

0.00

None

0.00

HUBSPOT INC

SOLE

NOTE 0.375% 6/0

Shares28.05M

TypePRN

Market value$50.0K

3.60%

Sole

28.05M

Shared

0.00

None

0.00

ALARM COM HLDGS INC

SOLE

NOTE 1/1

Shares56.06M

TypePRN

Market value$48.7K

3.51%

Sole

56.06M

Shared

0.00

None

0.00

WESTERN DIGITAL CORP.

SOLE

NOTE 1.500% 2/0

Shares49.35M

TypePRN

Market value$48.6K

3.50%

Sole

49.35M

Shared

0.00

None

0.00

LYFT INC

SOLE

NOTE 1.500% 5/1

Shares43M

TypePRN

Market value$39.7K

2.86%

Sole

43M

Shared

0.00

None

0.00

BOOKING HOLDINGS INC

SOLE

NOTE 0.750% 5/0

Shares20.50M

TypePRN

Market value$34.3K

2.47%

Sole

20.50M

Shared

0.00

None

0.00

NUVASIVE INC

SOLE

NOTE 0.375% 3/1

Shares35.33M

TypePRN

Market value$32.8K

2.36%

Sole

35.33M

Shared

0.00

None

0.00

3D SYS CORP DEL

SOLE

NOTE 11/1

Shares44M

TypePRN

Market value$32.4K

2.33%

Sole

44M

Shared

0.00

None

0.00

OMNICELL COM

SOLE

NOTE 0.250% 9/1

Shares32.50M

TypePRN

Market value$29.5K

2.12%

Sole

32.50M

Shared

0.00

None

0.00

SPOTIFY USA INC

SOLE

NOTE 3/1

Shares34M

TypePRN

Market value$29.0K

2.09%

Sole

34M

Shared

0.00

None

0.00

OPKO HEALTH INC

SOLE

NOTE 4.500% 2/1

Shares29.17M

TypePRN

Market value$28.8K

2.07%

Sole

29.17M

Shared

0.00

None

0.00

FASTLY INC

SOLE

NOTE 3/1

Shares33.18M

TypePRN

Market value$28.4K

2.04%

Sole

33.18M

Shared

0.00

None

0.00

VAREX IMAGING CORP

SOLE

NOTE 4.000% 6/0

Shares22.80M

TypePRN

Market value$25.9K

1.86%

Sole

22.80M

Shared

0.00

None

0.00

PACIRA BIOSCIENCES INC

SOLE

NOTE 0.750% 8/0

Shares27.45M

TypePRN

Market value$25.0K

1.80%

Sole

27.45M

Shared

0.00

None

0.00

GUIDEWIRE SOFTWARE INC

SOLE

NOTE 1.250% 3/1

Shares24.15M

TypePRN

Market value$24.7K

1.78%

Sole

24.15M

Shared

0.00

None

0.00

ON SEMICONDUCTOR CORP

SOLE

NOTE 5/0

Shares11.95M

TypePRN

Market value$21.6K

1.55%

Sole

11.95M

Shared

0.00

None

0.00

BLOCK INC

SOLE

NOTE 5/0

Shares25.18M

TypePRN

Market value$21.2K

1.52%

Sole

25.18M

Shared

0.00

None

0.00

VERINT SYSTEMS INC

SOLE

NOTE 0.250% 4/1

Shares23.47M

TypePRN

Market value$20.2K

1.45%

Sole

23.47M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
CHART INDS INCSOLE	NOTE 1.000%11/1	30.37M	PRN	$88.5K 6.37%	30.37M
INSIGHT ENTERPRISES INCSOLE	NOTE 0.750% 2/1	30.84M	PRN	$66.0K 4.75%	30.84M
FIVE9 INCSOLE	NOTE 0.500% 6/0	65.61M	PRN	$61.7K 4.44%	65.61M
NOVOCURE LTDSOLE	NOTE 11/0	71.35M	PRN	$61.5K 4.43%	71.35M
ROYAL CARIBBEAN GROUPSOLE	NOTE 6.000% 8/1	30M	PRN	$59.3K 4.27%	30M
SAREPTA THERAPEUTICS INCSOLE	NOTE 1.250% 9/1	49M	PRN	$55.1K 3.97%	49M
BLACKLINE INCSOLE	NOTE 3/1	62.50M	PRN	$53.9K 3.88%	62.50M
ALTERYX INCSOLE	NOTE 0.500% 8/0	54.15M	PRN	$52.0K 3.74%	54.15M
HUBSPOT INCSOLE	NOTE 0.375% 6/0	28.05M	PRN	$50.0K 3.60%	28.05M
ALARM COM HLDGS INCSOLE	NOTE 1/1	56.06M	PRN	$48.7K 3.51%	56.06M
WESTERN DIGITAL CORP.SOLE	NOTE 1.500% 2/0	49.35M	PRN	$48.6K 3.50%	49.35M
LYFT INCSOLE	NOTE 1.500% 5/1	43M	PRN	$39.7K 2.86%	43M
BOOKING HOLDINGS INCSOLE	NOTE 0.750% 5/0	20.50M	PRN	$34.3K 2.47%	20.50M
NUVASIVE INCSOLE	NOTE 0.375% 3/1	35.33M	PRN	$32.8K 2.36%	35.33M
3D SYS CORP DELSOLE	NOTE 11/1	44M	PRN	$32.4K 2.33%	44M
OMNICELL COMSOLE	NOTE 0.250% 9/1	32.50M	PRN	$29.5K 2.12%	32.50M
SPOTIFY USA INCSOLE	NOTE 3/1	34M	PRN	$29.0K 2.09%	34M
OPKO HEALTH INCSOLE	NOTE 4.500% 2/1	29.17M	PRN	$28.8K 2.07%	29.17M
FASTLY INCSOLE	NOTE 3/1	33.18M	PRN	$28.4K 2.04%	33.18M
VAREX IMAGING CORPSOLE	NOTE 4.000% 6/0	22.80M	PRN	$25.9K 1.86%	22.80M
PACIRA BIOSCIENCES INCSOLE	NOTE 0.750% 8/0	27.45M	PRN	$25.0K 1.80%	27.45M
GUIDEWIRE SOFTWARE INCSOLE	NOTE 1.250% 3/1	24.15M	PRN	$24.7K 1.78%	24.15M
ON SEMICONDUCTOR CORPSOLE	NOTE 5/0	11.95M	PRN	$21.6K 1.55%	11.95M
BLOCK INCSOLE	NOTE 5/0	25.18M	PRN	$21.2K 1.52%	25.18M
VERINT SYSTEMS INCSOLE	NOTE 0.250% 4/1	23.47M	PRN	$20.2K 1.45%	23.47M

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