OPTI CAPITAL MANAGEMENT, LP

Filed: 2/14/2023ACC: 0000919574-23-001399

📋 What this filing means

OPTI CAPITAL MANAGEMENT, LP filed this quarterly 13F‑HR report disclosing 63 equity positions with a total reported market value of $1.16B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$1.16B

Total AUM (reported)

1.15B

Total Shares

Allocation by class

NOTE 2.500%11/0$91.26M7.9%

NOTE 0.750% 3/0$89.22M7.7%

NOTE 1/1$73.75M6.4%

NOTE 3/1$55.28M4.8%

NOTE 0.500% 8/0$53.79M4.6%

NOTE 0.750% 2/1$46.39M4.0%

NOTE 0.625% 4/0$46.26M4.0%

Portfolio Concentration

Top 3$204.65M17.6%

4–10$290.35M25.0%

11–25$383.83M33.1%

Rest$280.77M24.2%

Top 3 weight

17.6%

Top 10 weight

42.7%

Voting Authority Distribution

Total shares with voting rights: 1.15B

Sole

Full voting authority

1.15B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole63

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings63

Rows:

KBR INC

SOLE

NOTE 2.500%11/0

Shares43.15M

TypePRN

Market value$91.26M

7.87%

Sole

43.15M

Shared

0.00

None

0.00

PEGASYSTEMS INC

SOLE

NOTE 0.750% 3/0

Shares68.73M

TypePRN

Market value$59.59M

5.14%

Sole

68.73M

Shared

0.00

None

0.00

ALTERYX INC

SOLE

NOTE 0.500% 8/0

Shares58M

TypePRN

Market value$53.79M

4.64%

Sole

58M

Shared

0.00

None

0.00

INSIGHT ENTERPRISES INC

SOLE

NOTE 0.750% 2/1

Shares30.84M

TypePRN

Market value$46.39M

4.00%

Sole

30.84M

Shared

0.00

None

0.00

SUPERNUS PHARMACEUTICALS

SOLE

NOTE 0.625% 4/0

Shares46.90M

TypePRN

Market value$46.26M

3.99%

Sole

46.90M

Shared

0.00

None

0.00

UNITY SOFTWARE INC

SOLE

NOTE 11/1

Shares58.50M

TypePRN

Market value$44.08M

3.80%

Sole

58.50M

Shared

0.00

None

0.00

ALARM COM HLDGS INC

SOLE

NOTE 1/1

Shares50.56M

TypePRN

Market value$41.67M

3.59%

Sole

50.56M

Shared

0.00

None

0.00

IONIS PHARMACEUTICALS INC

SOLE

NOTE 0.125%12/1

Shares42.31M

TypePRN

Market value$38.61M

3.33%

Sole

42.31M

Shared

0.00

None

0.00

OMNICELL COM

SOLE

NOTE 0.250% 9/1

Shares43.89M

TypePRN

Market value$38.49M

3.32%

Sole

43.89M

Shared

0.00

None

0.00

WIX COM LTD

SOLE

NOTE 8/1

Shares41M

TypePRN

Market value$34.85M

3.01%

Sole

41M

Shared

0.00

None

0.00

WORKIVA INC

SOLE

NOTE 1.125% 8/1

Shares28.09M

TypePRN

Market value$34.79M

3.00%

Sole

28.09M

Shared

0.00

None

0.00

NEW RELIC INC

SOLE

NOTE 0.500% 5/0

Shares33.75M

TypePRN

Market value$33.18M

2.86%

Sole

33.75M

Shared

0.00

None

0.00

VEECO INSTRS INC DEL

SOLE

NOTE 3.750% 6/0

Shares21M

TypePRN

Market value$32.30M

2.79%

Sole

21M

Shared

0.00

None

0.00

LIVEPERSON INC

SOLE

NOTE 0.750% 3/0

Shares31.46M

TypePRN

Market value$29.62M

2.55%

Sole

31.46M

Shared

0.00

None

0.00

BLACKLINE INC

SOLE

NOTE 3/1

Shares32.50M

TypePRN

Market value$27.85M

2.40%

Sole

32.50M

Shared

0.00

None

0.00

NUVASIVE INC

SOLE

NOTE 1.000% 6/0

Shares26.91M

TypePRN

Market value$26.44M

2.28%

Sole

26.91M

Shared

0.00

None

0.00

Q2 HLDGS INC

SOLE

NOTE 0.125%11/1

Shares29.95M

TypePRN

Market value$24.86M

2.14%

Sole

29.95M

Shared

0.00

None

0.00

RAPID7 INC

SOLE

NOTE 2.250% 5/0

Shares25.48M

TypePRN

Market value$24.59M

2.12%

Sole

25.48M

Shared

0.00

None

0.00

ATI INC

SOLE

NOTE 3.500% 6/1

Shares11.50M

TypePRN

Market value$23.20M

2.00%

Sole

11.50M

Shared

0.00

None

0.00

SAREPTA THERAPEUTICS INC

SOLE

DEBT 1.250% 9/1

Shares20M

TypePRN

Market value$23.14M

2.00%

Sole

20M

Shared

0.00

None

0.00

8X8 INC NEW

SOLE

NOTE 4.000% 2/0

Shares25.54M

TypePRN

Market value$21.42M

1.85%

Sole

25.54M

Shared

0.00

None

0.00

DOCUSIGN INC

SOLE

NOTE 1/1

Shares22.50M

TypePRN

Market value$21.30M

1.84%

Sole

22.50M

Shared

0.00

None

0.00

COUPA SOFTWARE INC

SOLE

NOTE 0.375% 6/1

Shares22M

TypePRN

Market value$21.26M

1.83%

Sole

22M

Shared

0.00

None

0.00

FASTLY INC

SOLE

NOTE 3/1

Shares27.65M

TypePRN

Market value$20.18M

1.74%

Sole

27.65M

Shared

0.00

None

0.00

VERINT SYSTEMS INC

SOLE

NOTE 0.250% 4/1

Shares22.50M

TypePRN

Market value$19.70M

1.70%

Sole

22.50M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
KBR INCSOLE	NOTE 2.500%11/0	43.15M	PRN	$91.26M 7.87%	43.15M
PEGASYSTEMS INCSOLE	NOTE 0.750% 3/0	68.73M	PRN	$59.59M 5.14%	68.73M
ALTERYX INCSOLE	NOTE 0.500% 8/0	58M	PRN	$53.79M 4.64%	58M
INSIGHT ENTERPRISES INCSOLE	NOTE 0.750% 2/1	30.84M	PRN	$46.39M 4.00%	30.84M
SUPERNUS PHARMACEUTICALSSOLE	NOTE 0.625% 4/0	46.90M	PRN	$46.26M 3.99%	46.90M
UNITY SOFTWARE INCSOLE	NOTE 11/1	58.50M	PRN	$44.08M 3.80%	58.50M
ALARM COM HLDGS INCSOLE	NOTE 1/1	50.56M	PRN	$41.67M 3.59%	50.56M
IONIS PHARMACEUTICALS INCSOLE	NOTE 0.125%12/1	42.31M	PRN	$38.61M 3.33%	42.31M
OMNICELL COMSOLE	NOTE 0.250% 9/1	43.89M	PRN	$38.49M 3.32%	43.89M
WIX COM LTDSOLE	NOTE 8/1	41M	PRN	$34.85M 3.01%	41M
WORKIVA INCSOLE	NOTE 1.125% 8/1	28.09M	PRN	$34.79M 3.00%	28.09M
NEW RELIC INCSOLE	NOTE 0.500% 5/0	33.75M	PRN	$33.18M 2.86%	33.75M
VEECO INSTRS INC DELSOLE	NOTE 3.750% 6/0	21M	PRN	$32.30M 2.79%	21M
LIVEPERSON INCSOLE	NOTE 0.750% 3/0	31.46M	PRN	$29.62M 2.55%	31.46M
BLACKLINE INCSOLE	NOTE 3/1	32.50M	PRN	$27.85M 2.40%	32.50M
NUVASIVE INCSOLE	NOTE 1.000% 6/0	26.91M	PRN	$26.44M 2.28%	26.91M
Q2 HLDGS INCSOLE	NOTE 0.125%11/1	29.95M	PRN	$24.86M 2.14%	29.95M
RAPID7 INCSOLE	NOTE 2.250% 5/0	25.48M	PRN	$24.59M 2.12%	25.48M
ATI INCSOLE	NOTE 3.500% 6/1	11.50M	PRN	$23.20M 2.00%	11.50M
SAREPTA THERAPEUTICS INCSOLE	DEBT 1.250% 9/1	20M	PRN	$23.14M 2.00%	20M
8X8 INC NEWSOLE	NOTE 4.000% 2/0	25.54M	PRN	$21.42M 1.85%	25.54M
DOCUSIGN INCSOLE	NOTE 1/1	22.50M	PRN	$21.30M 1.84%	22.50M
COUPA SOFTWARE INCSOLE	NOTE 0.375% 6/1	22M	PRN	$21.26M 1.83%	22M
FASTLY INCSOLE	NOTE 3/1	27.65M	PRN	$20.18M 1.74%	27.65M
VERINT SYSTEMS INCSOLE	NOTE 0.250% 4/1	22.50M	PRN	$19.70M 1.70%	22.50M

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