OPTI CAPITAL MANAGEMENT, LP

Filed: 11/14/2022ACC: 0000919574-22-006698

📋 What this filing means

OPTI CAPITAL MANAGEMENT, LP filed this quarterly 13F‑HR report disclosing 57 equity positions with a total reported market value of $1.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$1.08M

Total AUM (reported)

1.05B

Total Shares

Allocation by class

NOTE 3/1$77.2K7.1%

NOTE 0.750% 3/0$76.7K7.1%

NOTE 0.125%12/1$72.0K6.7%

NOTE 1/1$69.1K6.4%

NOTE 2.500%11/0$62.1K5.7%

NOTE 0.500% 5/0$54.6K5.1%

NOTE 1.625%10/1$48.3K4.5%

Portfolio Concentration

Top 3$173.6K16.1%

4–10$302.0K28.0%

11–25$389.9K36.1%

Rest$214.7K19.9%

Top 3 weight

16.1%

Top 10 weight

44.0%

Voting Authority Distribution

Total shares with voting rights: 1.05B

Sole

Full voting authority

1.05B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole57

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings57

Rows:

KBR INC

SOLE

NOTE 2.500%11/0

Shares35.65M

TypePRN

Market value$62.1K

5.75%

Sole

35.65M

Shared

0.00

None

0.00

PEGASYSTEMS INC

SOLE

NOTE 0.750% 3/0

Shares69.73M

TypePRN

Market value$56.9K

5.27%

Sole

69.73M

Shared

0.00

None

0.00

NEW RELIC INC

SOLE

NOTE 0.500% 5/0

Shares55.25M

TypePRN

Market value$54.6K

5.05%

Sole

55.25M

Shared

0.00

None

0.00

ON SEMICONDUCTOR CORP

SOLE

NOTE 1.625%10/1

Shares16.03M

TypePRN

Market value$48.3K

4.47%

Sole

16.03M

Shared

0.00

None

0.00

SUPERNUS PHARMACEUTICALS

SOLE

NOTE 0.625% 4/0

Shares46.90M

TypePRN

Market value$45.8K

4.24%

Sole

46.90M

Shared

0.00

None

0.00

ENVESTNET INC

SOLE

NOTE 1.750% 6/0

Shares46M

TypePRN

Market value$45.2K

4.18%

Sole

46M

Shared

0.00

None

0.00

ALTERYX INC

SOLE

NOTE 0.500% 8/0

Shares46.23M

TypePRN

Market value$42.1K

3.89%

Sole

46.23M

Shared

0.00

None

0.00

ALARM COM HLDGS INC

SOLE

NOTE 1/1

Shares49.56M

TypePRN

Market value$41.0K

3.80%

Sole

49.56M

Shared

0.00

None

0.00

INSIGHT ENTERPRISES INC

SOLE

NOTE 0.750% 2/1

Shares31.84M

TypePRN

Market value$40.9K

3.79%

Sole

31.84M

Shared

0.00

None

0.00

IONIS PHARMACEUTICALS INC

SOLE

NOTE 0.125%12/1

Shares42.31M

TypePRN

Market value$38.6K

3.58%

Sole

42.31M

Shared

0.00

None

0.00

WIX COM LTD

SOLE

NOTE 8/1

Shares41M

TypePRN

Market value$34.4K

3.19%

Sole

41M

Shared

0.00

None

0.00

SAREPTA THERAPEUTICS INC

SOLE

DEBT 1.250% 9/1

Shares32.75M

TypePRN

Market value$34.0K

3.15%

Sole

32.75M

Shared

0.00

None

0.00

EVERBRIDGE INC

SOLE

NOTE 0.125%12/1

Shares36.98M

TypePRN

Market value$33.3K

3.09%

Sole

36.98M

Shared

0.00

None

0.00

WORKIVA INC

SOLE

NOTE 1.125% 8/1

Shares28.09M

TypePRN

Market value$33.1K

3.06%

Sole

28.09M

Shared

0.00

None

0.00

TWITTER INC

SOLE

NOTE 3/1

Shares35.50M

TypePRN

Market value$32.8K

3.04%

Sole

35.50M

Shared

0.00

None

0.00

VEECO INSTRS INC DEL

SOLE

NOTE 3.750% 6/0

Shares21M

TypePRN

Market value$32.1K

2.98%

Sole

21M

Shared

0.00

None

0.00

ZENDESK INC

SOLE

NOTE 0.625% 6/1

Shares27.54M

TypePRN

Market value$27.1K

2.51%

Sole

27.54M

Shared

0.00

None

0.00

BLACKLINE INC

SOLE

NOTE 3/1

Shares30M

TypePRN

Market value$24.4K

2.26%

Sole

30M

Shared

0.00

None

0.00

OMNICELL COM

SOLE

NOTE 0.250% 9/1

Shares22.53M

TypePRN

Market value$24.0K

2.22%

Sole

22.53M

Shared

0.00

None

0.00

DOCUSIGN INC

SOLE

NOTE 1/1

Shares22.50M

TypePRN

Market value$21.2K

1.96%

Sole

22.50M

Shared

0.00

None

0.00

ATI INC

SOLE

NOTE 3.500% 6/1

Shares11.50M

TypePRN

Market value$21.0K

1.95%

Sole

11.50M

Shared

0.00

None

0.00

LIVEPERSON INC

SOLE

NOTE 0.750% 3/0

Shares21.46M

TypePRN

Market value$19.9K

1.84%

Sole

21.46M

Shared

0.00

None

0.00

OKTA INC

SOLE

NOTE 0.125% 9/0

Shares22M

TypePRN

Market value$18.5K

1.71%

Sole

22M

Shared

0.00

None

0.00

NUVASIVE INC

SOLE

NOTE 1.000% 6/0

Shares17.91M

TypePRN

Market value$17.4K

1.61%

Sole

17.91M

Shared

0.00

None

0.00

WOLFSPEED INC

SOLE

NOTE 1.750% 5/0

Shares7.32M

TypePRN

Market value$16.6K

1.54%

Sole

7.32M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
KBR INCSOLE	NOTE 2.500%11/0	35.65M	PRN	$62.1K 5.75%	35.65M
PEGASYSTEMS INCSOLE	NOTE 0.750% 3/0	69.73M	PRN	$56.9K 5.27%	69.73M
NEW RELIC INCSOLE	NOTE 0.500% 5/0	55.25M	PRN	$54.6K 5.05%	55.25M
ON SEMICONDUCTOR CORPSOLE	NOTE 1.625%10/1	16.03M	PRN	$48.3K 4.47%	16.03M
SUPERNUS PHARMACEUTICALSSOLE	NOTE 0.625% 4/0	46.90M	PRN	$45.8K 4.24%	46.90M
ENVESTNET INCSOLE	NOTE 1.750% 6/0	46M	PRN	$45.2K 4.18%	46M
ALTERYX INCSOLE	NOTE 0.500% 8/0	46.23M	PRN	$42.1K 3.89%	46.23M
ALARM COM HLDGS INCSOLE	NOTE 1/1	49.56M	PRN	$41.0K 3.80%	49.56M
INSIGHT ENTERPRISES INCSOLE	NOTE 0.750% 2/1	31.84M	PRN	$40.9K 3.79%	31.84M
IONIS PHARMACEUTICALS INCSOLE	NOTE 0.125%12/1	42.31M	PRN	$38.6K 3.58%	42.31M
WIX COM LTDSOLE	NOTE 8/1	41M	PRN	$34.4K 3.19%	41M
SAREPTA THERAPEUTICS INCSOLE	DEBT 1.250% 9/1	32.75M	PRN	$34.0K 3.15%	32.75M
EVERBRIDGE INCSOLE	NOTE 0.125%12/1	36.98M	PRN	$33.3K 3.09%	36.98M
WORKIVA INCSOLE	NOTE 1.125% 8/1	28.09M	PRN	$33.1K 3.06%	28.09M
TWITTER INCSOLE	NOTE 3/1	35.50M	PRN	$32.8K 3.04%	35.50M
VEECO INSTRS INC DELSOLE	NOTE 3.750% 6/0	21M	PRN	$32.1K 2.98%	21M
ZENDESK INCSOLE	NOTE 0.625% 6/1	27.54M	PRN	$27.1K 2.51%	27.54M
BLACKLINE INCSOLE	NOTE 3/1	30M	PRN	$24.4K 2.26%	30M
OMNICELL COMSOLE	NOTE 0.250% 9/1	22.53M	PRN	$24.0K 2.22%	22.53M
DOCUSIGN INCSOLE	NOTE 1/1	22.50M	PRN	$21.2K 1.96%	22.50M
ATI INCSOLE	NOTE 3.500% 6/1	11.50M	PRN	$21.0K 1.95%	11.50M
LIVEPERSON INCSOLE	NOTE 0.750% 3/0	21.46M	PRN	$19.9K 1.84%	21.46M
OKTA INCSOLE	NOTE 0.125% 9/0	22M	PRN	$18.5K 1.71%	22M
NUVASIVE INCSOLE	NOTE 1.000% 6/0	17.91M	PRN	$17.4K 1.61%	17.91M
WOLFSPEED INCSOLE	NOTE 1.750% 5/0	7.32M	PRN	$16.6K 1.54%	7.32M

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