Filed: 12/14/2023ACC: 0001172661-23-004082
📋 What this filing means
ONE RIVER ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 111 equity positions with a total reported market value of $868.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
111
Positions
$868.04M
Total AUM (reported)
7.76M
Total Shares
Allocation by class
COM$309.02M35.6%
TECHNOLOGY$142.09M16.4%
UNIT SER 1$122.21M14.1%
COMMUNICATION$51.89M6.0%
INNOVATION ETF$49.14M5.7%
CL A$34.11M3.9%
FINANCIAL$31.50M3.6%
Portfolio Concentration
Top 3$325.36M37.5%
4–10$249.76M28.8%
11–25$133.22M15.3%
Rest$159.71M18.4%
Top 3 weight
37.5%
Top 10 weight
66.3%
Voting Authority Distribution
Total shares with voting rights: 7.76M
Sole
Full voting authority
7.76M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole111
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings111
Rows:
SELECT SECTOR SPDR TR
SOLEShares817.71K
TypeSH
Market value$142.09M
16.37%
Sole
817.71K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares333.09K
TypeSH
Market value$122.21M
14.08%
Sole
333.09K
Shared
0.00
None
0.00
APPLE INC
SOLEShares314.80K
TypeSH
Market value$61.06M
7.03%
Sole
314.80K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares797.40K
TypeSH
Market value$51.89M
5.98%
Sole
797.40K
Shared
0.00
None
0.00
ARK ETF TR
SOLEShares1.11M
TypeSH
Market value$49.14M
5.66%
Sole
1.11M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares128.50K
TypeSH
Market value$43.76M
5.04%
Sole
128.50K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares936.99K
TypeSH
Market value$31.50M
3.63%
Sole
936.99K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares70.90K
TypeSH
Market value$29.99M
3.46%
Sole
70.90K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares94.08K
TypeSH
Market value$27.00M
3.11%
Sole
94.08K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares126.54K
TypeSH
Market value$16.48M
1.90%
Sole
126.54K
Shared
0.00
None
0.00
TESLA INC
SOLEShares56.15K
TypeSH
Market value$14.62M
1.68%
Sole
56.15K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares104.67K
TypeSH
Market value$13.87M
1.60%
Sole
104.67K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares100.50K
TypeSH
Market value$12.16M
1.40%
Sole
100.50K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares68.10K
TypeSH
Market value$11.56M
1.33%
Sole
68.10K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares81K
TypeSH
Market value$9.80M
1.13%
Sole
81K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares88.13K
TypeSH
Market value$9.45M
1.09%
Sole
88.13K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares190.80K
TypeSH
Market value$8.97M
1.03%
Sole
190.80K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares248.32K
TypeSH
Market value$8.07M
0.93%
Sole
248.32K
Shared
0.00
None
0.00
HONEYWELL INTL INC
SOLEShares37.94K
TypeSH
Market value$7.87M
0.91%
Sole
37.94K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares85K
TypeSH
Market value$6.83M
0.79%
Sole
85K
Shared
0.00
None
0.00
SPDR DOW JONES INDL AVERAGE
SOLEShares18.90K
TypeSH
Market value$6.50M
0.75%
Sole
18.90K
Shared
0.00
None
0.00
PEPSICO INC
SOLEShares33.10K
TypeSH
Market value$6.13M
0.71%
Sole
33.10K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares82.02K
TypeSH
Market value$6.07M
0.70%
Sole
82.02K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares18.04K
TypeSH
Market value$5.82M
0.67%
Sole
18.04K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares106.46K
TypeSH
Market value$5.50M
0.63%
Sole
106.46K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 817.71K | SH | $142.09M 16.37% | 817.71K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 333.09K | SH | $122.21M 14.08% | 333.09K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 314.80K | SH | $61.06M 7.03% | 314.80K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 797.40K | SH | $51.89M 5.98% | 797.40K | 0.00 | 0.00 |
ARK ETF TRSOLE | INNOVATION ETF | 1.11M | SH | $49.14M 5.66% | 1.11M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 128.50K | SH | $43.76M 5.04% | 128.50K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 936.99K | SH | $31.50M 3.63% | 936.99K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 70.90K | SH | $29.99M 3.46% | 70.90K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 94.08K | SH | $27.00M 3.11% | 94.08K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 126.54K | SH | $16.48M 1.90% | 126.54K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 56.15K | SH | $14.62M 1.68% | 56.15K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 104.67K | SH | $13.87M 1.60% | 104.67K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 100.50K | SH | $12.16M 1.40% | 100.50K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI CONS DISCR | 68.10K | SH | $11.56M 1.33% | 68.10K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 81K | SH | $9.80M 1.13% | 81K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI INT-INDS | 88.13K | SH | $9.45M 1.09% | 88.13K | 0.00 | 0.00 |
ISHARES INCSOLE | MSCI TAIWAN ETF | 190.80K | SH | $8.97M 1.03% | 190.80K | 0.00 | 0.00 |
ISHARES INCSOLE | MSCI BRAZIL ETF | 248.32K | SH | $8.07M 0.93% | 248.32K | 0.00 | 0.00 |
HONEYWELL INTL INCSOLE | COM | 37.94K | SH | $7.87M 0.91% | 37.94K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P HOMEBUILD | 85K | SH | $6.83M 0.79% | 85K | 0.00 | 0.00 |
SPDR DOW JONES INDL AVERAGESOLE | UT SER 1 | 18.90K | SH | $6.50M 0.75% | 18.90K | 0.00 | 0.00 |
PEPSICO INCSOLE | COM | 33.10K | SH | $6.13M 0.71% | 33.10K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 82.02K | SH | $6.07M 0.70% | 82.02K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 18.04K | SH | $5.82M 0.67% | 18.04K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 106.46K | SH | $5.50M 0.63% | 106.46K | 0.00 | 0.00 |
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