OLIVER DANIEL JR

PrivateCIK: 1965660

Location

NEW CANAAN, CT

OLIVER DANIEL JR

Filed: 5/7/2024ACC: 0001727689-24-000061

InsiderOLIVER DANIEL JRCIK 1965660

→

IssuerRISE GOLD CORP.CIK 1424864

10% Owner

Since Jan 2022

-827.11K

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

3

Total transactions

225.53K acquired · 1.05M disposed

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions3

Options

Direct

A · Award

Converts to

Common Stock

15K shares

Shares

+15K

Strike price

0.17

Held after

15K

Exercisable

—

5/1/2024

Warrants

Indirect

J · J

Converts to

Common Stock

1.05M shares

Shares

−1.05M

Strike price

0.158

Held after

0.00

Exercisable

—

5/1/2024

Warrants

Direct

J · J

Converts to

Common Stock

210.53K shares

Shares

+210.53K

Strike price

0.158

Held after

210.53K

Exercisable

—

5/1/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options Direct	Common Stock15K shares	5/1/2024	A · Award	+15K	0.17	—	15K
Warrants Indirect	Common Stock1.05M shares	5/1/2024	J · J	−1.05M	0.158	—	0.00
Warrants Direct	Common Stock210.53K shares	5/1/2024	J · J	+210.53K	0.158	—	210.53K

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Direct

Shares owned180K

Common Stock

Indirect

Shares owned2.11M

Common Stock

Indirect

Shares owned7.17M

Total

180K direct·9.28M indirect9.46M

Security Title	Shares Owned	Ownership Type
Common Stock	180K	Direct
Common Stock	2.11M	Indirect
Common Stock	7.17M	Indirect
Total	9.46M	180K direct·9.28M indirect

Derivative Holdings (Post-Transaction)11

Options

Direct

Underlying security

Common Stock

Underlying shares

94.07K

Shares owned

94.07K

Exercise price

0.26

Expiration

—

Exercise window

—

Options

Direct

Underlying security

Common Stock

Underlying shares

200K

Shares owned

200K

Exercise price

0.25

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

187.50K

Shares owned

187.50K

Exercise price

0.60

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

1.35M

Shares owned

1.35M

Exercise price

0.158

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

90K

Shares owned

90K

Exercise price

0.158

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

115K

Shares owned

115K

Exercise price

0.60

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

750K

Shares owned

750K

Exercise price

0.26

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

374K

Shares owned

374K

Exercise price

1.00

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

140K

Shares owned

140K

Exercise price

0.26

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

173.33K

Shares owned

173.33K

Exercise price

1.00

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

85K

Shares owned

85K

Exercise price

1.00

Expiration

—

Exercise window

—

Total

Underlying

3.56M

Owned

3.56M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options Direct	Common Stock	0.26	—	—	94.07K	94.07K
Options Direct	Common Stock	0.25	—	—	200K	200K
Warrants Indirect	Common Stock	0.60	—	—	187.50K	187.50K
Warrants Indirect	Common Stock	0.158	—	—	1.35M	1.35M
Warrants Direct	Common Stock	0.158	—	—	90K	90K
Warrants Direct	Common Stock	0.60	—	—	115K	115K
Warrants Indirect	Common Stock	0.26	—	—	750K	750K
Warrants Direct	Common Stock	1.00	—	—	374K	374K
Warrants Indirect	Common Stock	0.26	—	—	140K	140K
Warrants Indirect	Common Stock	1.00	—	—	173.33K	173.33K
Warrants Indirect	Common Stock	1.00	—	—	85K	85K
Total					3.56M	3.56M

OLIVER DANIEL JR — Insider Transaction (Form 4) Filed May 7, 2024 | Finecho