OLIVER DANIEL JR

PrivateCIK: 1965660

Location

NEW CANAAN, CT

OLIVER DANIEL JR

Filed: 12/13/2023ACC: 0001727689-23-000100

InsiderOLIVER DANIEL JRCIK 1965660

→

IssuerRISE GOLD CORP.CIK 1424864

10% Owner

Since Jan 2022

+200K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

200K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions1

Options

Direct

A · Award

Converts to

Common Stock

200K shares

Shares

+200K

Strike price

0.25

Held after

200K

Exercisable

—

12/12/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options Direct	Common Stock200K shares	12/12/2023	A · Award	+200K	0.25	—	200K

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Direct

Shares owned138.89K

Common Stock

Indirect

Shares owned4.47M

Total

138.89K direct·4.47M indirect4.61M

Security Title	Shares Owned	Ownership Type
Common Stock	138.89K	Direct
Common Stock	4.47M	Indirect
Total	4.61M	138.89K direct·4.47M indirect

Derivative Holdings (Post-Transaction)10

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

173.33K

Shares owned

173.33K

Exercise price

1.00

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

187.50K

Shares owned

187.50K

Exercise price

0.60

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

140K

Shares owned

140K

Exercise price

0.26

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

374K

Shares owned

374K

Exercise price

1.00

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

115K

Shares owned

115K

Exercise price

0.60

Expiration

—

Exercise window

—

Options

Direct

Underlying security

Common Stock

Underlying shares

94.07K

Shares owned

94.07K

Exercise price

0.26

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

85K

Shares owned

85K

Exercise price

1.00

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock

Underlying shares

69.44K

Shares owned

69.44K

Exercise price

0.26

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

750K

Shares owned

750K

Exercise price

0.26

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock

Underlying shares

625K

Shares owned

625K

Exercise price

0.60

Expiration

—

Exercise window

—

Total

Underlying

2.61M

Owned

2.61M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants Indirect	Common Stock	1.00	—	—	173.33K	173.33K
Warrants Indirect	Common Stock	0.60	—	—	187.50K	187.50K
Warrants Indirect	Common Stock	0.26	—	—	140K	140K
Warrants Direct	Common Stock	1.00	—	—	374K	374K
Warrants Direct	Common Stock	0.60	—	—	115K	115K
Options Direct	Common Stock	0.26	—	—	94.07K	94.07K
Warrants Indirect	Common Stock	1.00	—	—	85K	85K
Warrants Direct	Common Stock	0.26	—	—	69.44K	69.44K
Warrants Indirect	Common Stock	0.26	—	—	750K	750K
Warrants Indirect	Common Stock	0.60	—	—	625K	625K
Total					2.61M	2.61M

OLIVER DANIEL JR — Insider Transaction (Form 4) Filed Dec 13, 2023 | Finecho