OKUDA KENTARO (See Remarks) exercised options at NOMURA HOLDINGS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/28/2026ACC: 0001193125-26-183659
DirectorOfficer· See Remarks
Since Mar 2026
-352.19K
Net shares
Net seller
$2.88M
Total sold
0
Open market trades
0B · 0S
6
Total transactions
383.28K acquired · 735.47K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+325.48K
Price / share
—
Trade value
—
% of position
65.3%
4/24/2026
498.10K→823.58K
Common Stock
Direct
Shares
−325.48K
Price / share
$8.21
Trade value
$2.67M
% of position
39.5%
4/24/2026
823.58K→498.10K
Common Stock
Direct
Shares
+57.80K
Price / share
—
Trade value
—
% of position
11.6%
4/27/2026
498.10K→555.90K
Common Stock
Direct
Shares
−26.70K
Price / share
$7.71
Trade value
$205.90K
% of position
4.8%
4/27/2026
555.90K→529.19K
Total
Net shares
+31.09K
Net value
-$2.88M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/24/2026 | M · Option Exercise | +325.48K | — | — | 65.3% | 498.10K | 823.58K |
| Common Stock Direct | 4/24/2026 | D · Disposition | −325.48K | $8.21 | $2.67M | 39.5% | 823.58K | 498.10K |
| Common Stock Direct | 4/27/2026 | M · Option Exercise | +57.80K | — | — | 11.6% | 498.10K | 555.90K |
| Common Stock Direct | 4/27/2026 | F · Tax Withholding | −26.70K | $7.71 | $205.90K | 4.8% | 555.90K | 529.19K |
| Total | +31.09K | -$2.88M | ||||||
Derivative Transactions2
Notional Stock Units
Direct
Converts to
Common stock
325.48K shares
Shares
−325.48K
Strike price
Held after
483.71K
Exercisable
—
4/24/2026
Restricted Stock Units
Direct
Converts to
Common stock
57.80K shares
Shares
−57.80K
Strike price
Held after
0.00
Exercisable
—
4/27/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Notional Stock Units Direct | Common stock325.48K shares | 4/24/2026 | M · Option Exercise | −325.48K | — | 483.71K | |
| Restricted Stock Units Direct | Common stock57.80K shares | 4/27/2026 | M · Option Exercise | −57.80K | — | 0.00 |