O'GRADY MICHAEL (Chairman and CEO) exercised options at NORTHERN TRUST CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/2/2026ACC: 0001527742-26-000005
DirectorOfficer· Chairman and CEO
Since Mar 2026
-21.74K
Net shares
Net seller
$3.28M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
34.49K acquired · 56.23K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+34.49K
Price / share
$58.25
Trade value
$2.01M
% of position
9.9%
1/29/2026
349.07K→383.56K
Common Stock
Indirect
Shares
−21.74K
Price / share
$150.78
Trade value
$3.28M
% of position
5.7%
1/29/2026
383.56K→361.82K
Total
Net shares
+12.75K
Net value
-$1.27M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 1/29/2026 | M · Option Exercise | +34.49K | $58.25 | $2.01M | 9.9% | 349.07K | 383.56K |
| Common Stock Indirect | 1/29/2026 | F · Tax Withholding | −21.74K | $150.78 | $3.28M | 5.7% | 383.56K | 361.82K |
| Total | +12.75K | -$1.27M | ||||||
Derivative Transactions1
Employee Stock Option (right-to-buy)
Direct
Converts to
Common Stock
34.49K shares
Shares
−34.49K
Strike price
58.25
Held after
0.00
Exercisable
—
1/29/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right-to-buy) Direct | Common Stock34.49K shares | 1/29/2026 | M · Option Exercise | −34.49K | 58.25 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)4
Common Stock
DirectShares owned63.99K
Common Stock
IndirectShares owned6.96K
Common Stock
IndirectShares owned6.96K
Common Stock
IndirectShares owned6.96K
Total
63.99K direct·20.88K indirect84.86K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 63.99K | Direct |
| Common Stock | 6.96K | Indirect |
| Common Stock | 6.96K | Indirect |
| Common Stock | 6.96K | Indirect |
| Total | 84.86K | 63.99K direct·20.88K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported