Filed: 10/15/2024ACC: 0001214659-24-017492
📋 What this filing means
OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 216 equity positions with a total reported market value of $619.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
216
Positions
$619.83M
Total AUM (reported)
8.50M
Total Shares
Allocation by class
COM$256.22M41.3%
CL A$25.18M4.1%
PORTFOLIO INTRMD$22.48M3.6%
PORTFOLIO SHORT$18.69M3.0%
RUS 1000 GRW ETF$17.05M2.8%
CRE SLCT BD FD$16.49M2.7%
TOTAL BD ETF$16.10M2.6%
Portfolio Concentration
Top 3$92.18M14.9%
4–10$115.41M18.6%
11–25$138.22M22.3%
Rest$274.03M44.2%
Top 3 weight
14.9%
Top 10 weight
33.5%
Voting Authority Distribution
Total shares with voting rights: 8.50M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.50M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole216
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings216
Rows:
NVIDIA CORPORATION
SOLEShares293.25K
TypeSH
Market value$35.61M
5.75%
Sole
0.00
Shared
0.00
None
293.25K
APPLE INC
SOLEShares146.30K
TypeSH
Market value$34.09M
5.50%
Sole
0.00
Shared
0.00
None
146.30K
SPDR SER TR
SOLEShares666.79K
TypeSH
Market value$22.48M
3.63%
Sole
0.00
Shared
0.00
None
666.79K
SPDR SER TR
SOLEShares617.37K
TypeSH
Market value$18.69M
3.02%
Sole
0.00
Shared
0.00
None
617.37K
MICROSOFT CORP
SOLEShares40.71K
TypeSH
Market value$17.18M
2.77%
Sole
0.00
Shared
0.00
None
40.71K
ISHARES TR
SOLEShares45.41K
TypeSH
Market value$17.05M
2.75%
Sole
0.00
Shared
0.00
None
45.41K
FLEXSHARES TR
SOLEShares723.45K
TypeSH
Market value$16.49M
2.66%
Sole
0.00
Shared
0.00
None
723.45K
FIDELITY MERRIMACK STR TR
SOLEShares344.40K
TypeSH
Market value$16.10M
2.60%
Sole
0.00
Shared
0.00
None
344.40K
ISHARES TR
SOLEShares200.39K
TypeSH
Market value$16.09M
2.60%
Sole
0.00
Shared
0.00
None
200.39K
META PLATFORMS INC
SOLEShares24.13K
TypeSH
Market value$13.81M
2.23%
Sole
0.00
Shared
0.00
None
24.13K
ISHARES TR
SOLEShares67.90K
TypeSH
Market value$13.39M
2.16%
Sole
0.00
Shared
0.00
None
67.90K
ISHARES TR
SOLEShares564.12K
TypeSH
Market value$13.23M
2.13%
Sole
0.00
Shared
0.00
None
564.12K
ISHARES TR
SOLEShares254.16K
TypeSH
Market value$12.97M
2.09%
Sole
0.00
Shared
0.00
None
254.16K
ISHARES TR
SOLEShares88.03K
TypeSH
Market value$11.64M
1.88%
Sole
0.00
Shared
0.00
None
88.03K
SPDR SER TR
SOLEShares126.58K
TypeSH
Market value$11.62M
1.87%
Sole
0.00
Shared
0.00
None
126.58K
ISHARES TR
SOLEShares93.38K
TypeSH
Market value$10.95M
1.77%
Sole
0.00
Shared
0.00
None
93.38K
ISHARES TR
SOLEShares186.30K
TypeSH
Market value$9.65M
1.56%
Sole
0.00
Shared
0.00
None
186.30K
ISHARES TR
SOLEShares92.19K
TypeSH
Market value$8.63M
1.39%
Sole
0.00
Shared
0.00
None
92.19K
VANECK ETF TRUST
SOLEShares265.82K
TypeSH
Market value$7.82M
1.26%
Sole
0.00
Shared
0.00
None
265.82K
SELECT SECTOR SPDR TR
SOLEShares166.92K
TypeSH
Market value$7.56M
1.22%
Sole
0.00
Shared
0.00
None
166.92K
SPDR SER TR
SOLEShares88.66K
TypeSH
Market value$7.35M
1.19%
Sole
0.00
Shared
0.00
None
88.66K
SPDR SER TR
SOLEShares113.32K
TypeSH
Market value$5.99M
0.97%
Sole
0.00
Shared
0.00
None
113.32K
ISHARES TR
SOLEShares20.88K
TypeSH
Market value$5.93M
0.96%
Sole
0.00
Shared
0.00
None
20.88K
ISHARES TR
SOLEShares53.61K
TypeSH
Market value$5.77M
0.93%
Sole
0.00
Shared
0.00
None
53.61K
HOME DEPOT INC
SOLEShares14.57K
TypeSH
Market value$5.71M
0.92%
Sole
0.00
Shared
0.00
None
14.57K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 293.25K | SH | $35.61M 5.75% | 0.00 | 0.00 | 293.25K |
APPLE INCSOLE | COM | 146.30K | SH | $34.09M 5.50% | 0.00 | 0.00 | 146.30K |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 666.79K | SH | $22.48M 3.63% | 0.00 | 0.00 | 666.79K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 617.37K | SH | $18.69M 3.02% | 0.00 | 0.00 | 617.37K |
MICROSOFT CORPSOLE | COM | 40.71K | SH | $17.18M 2.77% | 0.00 | 0.00 | 40.71K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 45.41K | SH | $17.05M 2.75% | 0.00 | 0.00 | 45.41K |
FLEXSHARES TRSOLE | CRE SLCT BD FD | 723.45K | SH | $16.49M 2.66% | 0.00 | 0.00 | 723.45K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 344.40K | SH | $16.10M 2.60% | 0.00 | 0.00 | 344.40K |
ISHARES TRSOLE | IBOXX HI YD ETF | 200.39K | SH | $16.09M 2.60% | 0.00 | 0.00 | 200.39K |
META PLATFORMS INCSOLE | CL A | 24.13K | SH | $13.81M 2.23% | 0.00 | 0.00 | 24.13K |
ISHARES TRSOLE | S&P 500 VAL ETF | 67.90K | SH | $13.39M 2.16% | 0.00 | 0.00 | 67.90K |
ISHARES TRSOLE | US TREAS BD ETF | 564.12K | SH | $13.23M 2.13% | 0.00 | 0.00 | 564.12K |
ISHARES TRSOLE | FLTG RATE NT ETF | 254.16K | SH | $12.97M 2.09% | 0.00 | 0.00 | 254.16K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 88.03K | SH | $11.64M 1.88% | 0.00 | 0.00 | 88.03K |
SPDR SER TRSOLE | BLOOMBERG 1-3 MO | 126.58K | SH | $11.62M 1.87% | 0.00 | 0.00 | 126.58K |
ISHARES TRSOLE | RUS MD CP GR ETF | 93.38K | SH | $10.95M 1.77% | 0.00 | 0.00 | 93.38K |
ISHARES TRSOLE | CORE INTL AGGR | 186.30K | SH | $9.65M 1.56% | 0.00 | 0.00 | 186.30K |
ISHARES TRSOLE | JPMORGAN USD EMG | 92.19K | SH | $8.63M 1.39% | 0.00 | 0.00 | 92.19K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 265.82K | SH | $7.82M 1.26% | 0.00 | 0.00 | 265.82K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 166.92K | SH | $7.56M 1.22% | 0.00 | 0.00 | 166.92K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 88.66K | SH | $7.35M 1.19% | 0.00 | 0.00 | 88.66K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 113.32K | SH | $5.99M 0.97% | 0.00 | 0.00 | 113.32K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 20.88K | SH | $5.93M 0.96% | 0.00 | 0.00 | 20.88K |
ISHARES TRSOLE | SP SMCP600VL ETF | 53.61K | SH | $5.77M 0.93% | 0.00 | 0.00 | 53.61K |
HOME DEPOT INCSOLE | COM | 14.57K | SH | $5.71M 0.92% | 0.00 | 0.00 | 14.57K |
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