Filed: 7/15/2024ACC: 0001214659-24-012393
📋 What this filing means
OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 207 equity positions with a total reported market value of $569.83M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
207
Positions
$569.83M
Total AUM (reported)
8.45M
Total Shares
Allocation by class
COM$240.56M42.2%
CL A$23.14M4.1%
PORTFOLIO INTRMD$20.71M3.6%
PORTFOLIO SHORT$17.49M3.1%
RUS 1000 GRW ETF$16.57M2.9%
CRE SLCT BD FD$15.07M2.6%
TOTAL BD ETF$14.68M2.6%
Portfolio Concentration
Top 3$88.08M15.5%
4–10$107.49M18.9%
11–25$121.82M21.4%
Rest$252.45M44.3%
Top 3 weight
15.5%
Top 10 weight
34.3%
Voting Authority Distribution
Total shares with voting rights: 8.45M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
8.45M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole207
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings207
Rows:
NVIDIA CORPORATION
SOLEShares303.30K
TypeSH
Market value$37.47M
6.58%
Sole
0.00
Shared
0.00
None
303.30K
APPLE INC
SOLEShares141.94K
TypeSH
Market value$29.90M
5.25%
Sole
0.00
Shared
0.00
None
141.94K
SPDR SER TR
SOLEShares636.09K
TypeSH
Market value$20.71M
3.63%
Sole
0.00
Shared
0.00
None
636.09K
SPDR SER TR
SOLEShares588.83K
TypeSH
Market value$17.49M
3.07%
Sole
0.00
Shared
0.00
None
588.83K
MICROSOFT CORP
SOLEShares37.23K
TypeSH
Market value$16.64M
2.92%
Sole
0.00
Shared
0.00
None
37.23K
ISHARES TR
SOLEShares45.45K
TypeSH
Market value$16.57M
2.91%
Sole
0.00
Shared
0.00
None
45.45K
FLEXSHARES TR
SOLEShares688.27K
TypeSH
Market value$15.07M
2.65%
Sole
0.00
Shared
0.00
None
688.27K
FIDELITY MERRIMACK STR TR
SOLEShares326.75K
TypeSH
Market value$14.68M
2.58%
Sole
0.00
Shared
0.00
None
326.75K
ISHARES TR
SOLEShares188.64K
TypeSH
Market value$14.55M
2.55%
Sole
0.00
Shared
0.00
None
188.64K
ISHARES TR
SOLEShares244.37K
TypeSH
Market value$12.48M
2.19%
Sole
0.00
Shared
0.00
None
244.37K
ISHARES TR
SOLEShares67.68K
TypeSH
Market value$12.32M
2.16%
Sole
0.00
Shared
0.00
None
67.68K
META PLATFORMS INC
SOLEShares23.89K
TypeSH
Market value$12.04M
2.11%
Sole
0.00
Shared
0.00
None
23.89K
ISHARES TR
SOLEShares528.88K
TypeSH
Market value$11.94M
2.09%
Sole
0.00
Shared
0.00
None
528.88K
ISHARES TR
SOLEShares88.02K
TypeSH
Market value$10.63M
1.87%
Sole
0.00
Shared
0.00
None
88.02K
ISHARES TR
SOLEShares93.08K
TypeSH
Market value$10.27M
1.80%
Sole
0.00
Shared
0.00
None
93.08K
ISHARES TR
SOLEShares175.82K
TypeSH
Market value$8.78M
1.54%
Sole
0.00
Shared
0.00
None
175.82K
ISHARES TR
SOLEShares89.36K
TypeSH
Market value$7.91M
1.39%
Sole
0.00
Shared
0.00
None
89.36K
VANECK ETF TRUST
SOLEShares248.65K
TypeSH
Market value$7.04M
1.23%
Sole
0.00
Shared
0.00
None
248.65K
SPDR SER TR
SOLEShares87.70K
TypeSH
Market value$7.03M
1.23%
Sole
0.00
Shared
0.00
None
87.70K
SELECT SECTOR SPDR TR
SOLEShares169.04K
TypeSH
Market value$6.95M
1.22%
Sole
0.00
Shared
0.00
None
169.04K
DIREXION SHS ETF TR
SOLEShares197.02K
TypeSH
Market value$5.70M
1.00%
Sole
0.00
Shared
0.00
None
197.02K
ISHARES TR
SOLEShares21.02K
TypeSH
Market value$5.52M
0.97%
Sole
0.00
Shared
0.00
None
21.02K
SPDR SER TR
SOLEShares110.07K
TypeSH
Market value$5.36M
0.94%
Sole
0.00
Shared
0.00
None
110.07K
ISHARES TR
SOLEShares53.95K
TypeSH
Market value$5.25M
0.92%
Sole
0.00
Shared
0.00
None
53.95K
AMAZON COM INC
SOLEShares26.36K
TypeSH
Market value$5.09M
0.89%
Sole
0.00
Shared
0.00
None
26.36K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 303.30K | SH | $37.47M 6.58% | 0.00 | 0.00 | 303.30K |
APPLE INCSOLE | COM | 141.94K | SH | $29.90M 5.25% | 0.00 | 0.00 | 141.94K |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 636.09K | SH | $20.71M 3.63% | 0.00 | 0.00 | 636.09K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 588.83K | SH | $17.49M 3.07% | 0.00 | 0.00 | 588.83K |
MICROSOFT CORPSOLE | COM | 37.23K | SH | $16.64M 2.92% | 0.00 | 0.00 | 37.23K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 45.45K | SH | $16.57M 2.91% | 0.00 | 0.00 | 45.45K |
FLEXSHARES TRSOLE | CRE SLCT BD FD | 688.27K | SH | $15.07M 2.65% | 0.00 | 0.00 | 688.27K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 326.75K | SH | $14.68M 2.58% | 0.00 | 0.00 | 326.75K |
ISHARES TRSOLE | IBOXX HI YD ETF | 188.64K | SH | $14.55M 2.55% | 0.00 | 0.00 | 188.64K |
ISHARES TRSOLE | FLTG RATE NT ETF | 244.37K | SH | $12.48M 2.19% | 0.00 | 0.00 | 244.37K |
ISHARES TRSOLE | S&P 500 VAL ETF | 67.68K | SH | $12.32M 2.16% | 0.00 | 0.00 | 67.68K |
META PLATFORMS INCSOLE | CL A | 23.89K | SH | $12.04M 2.11% | 0.00 | 0.00 | 23.89K |
ISHARES TRSOLE | US TREAS BD ETF | 528.88K | SH | $11.94M 2.09% | 0.00 | 0.00 | 528.88K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 88.02K | SH | $10.63M 1.87% | 0.00 | 0.00 | 88.02K |
ISHARES TRSOLE | RUS MD CP GR ETF | 93.08K | SH | $10.27M 1.80% | 0.00 | 0.00 | 93.08K |
ISHARES TRSOLE | CORE INTL AGGR | 175.82K | SH | $8.78M 1.54% | 0.00 | 0.00 | 175.82K |
ISHARES TRSOLE | JPMORGAN USD EMG | 89.36K | SH | $7.91M 1.39% | 0.00 | 0.00 | 89.36K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 248.65K | SH | $7.04M 1.23% | 0.00 | 0.00 | 248.65K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 87.70K | SH | $7.03M 1.23% | 0.00 | 0.00 | 87.70K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 169.04K | SH | $6.95M 1.22% | 0.00 | 0.00 | 169.04K |
DIREXION SHS ETF TRSOLE | AUSPCE CMD STG | 197.02K | SH | $5.70M 1.00% | 0.00 | 0.00 | 197.02K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 21.02K | SH | $5.52M 0.97% | 0.00 | 0.00 | 21.02K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 110.07K | SH | $5.36M 0.94% | 0.00 | 0.00 | 110.07K |
ISHARES TRSOLE | SP SMCP600VL ETF | 53.95K | SH | $5.25M 0.92% | 0.00 | 0.00 | 53.95K |
AMAZON COM INCSOLE | COM | 26.36K | SH | $5.09M 0.89% | 0.00 | 0.00 | 26.36K |
Page 1 of 9
…