Filed: 4/16/2024ACC: 0001214659-24-006911
📋 What this filing means
OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 202 equity positions with a total reported market value of $535.03M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
202
Positions
$535.03M
Total AUM (reported)
7.62M
Total Shares
Allocation by class
COM$212.06M39.6%
CL A$23.72M4.4%
PORTFOLIO INTRMD$19.28M3.6%
RUS 1000 GRW ETF$18.37M3.4%
PORTFOLIO SHORT$16.30M3.0%
CRE SLCT BD FD$15.71M2.9%
S&P 500 VAL ETF$15.16M2.8%
Portfolio Concentration
Top 3$70.12M13.1%
4–10$108.57M20.3%
11–25$117.35M21.9%
Rest$238.99M44.7%
Top 3 weight
13.1%
Top 10 weight
33.4%
Voting Authority Distribution
Total shares with voting rights: 7.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole202
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings202
Rows:
NVIDIA CORPORATION
SOLEShares30.29K
TypeSH
Market value$27.37M
5.11%
Sole
0.00
Shared
0.00
None
30.29K
APPLE INC
SOLEShares136.90K
TypeSH
Market value$23.48M
4.39%
Sole
0.00
Shared
0.00
None
136.90K
SPDR SER TR
SOLEShares589.76K
TypeSH
Market value$19.28M
3.60%
Sole
0.00
Shared
0.00
None
589.76K
ISHARES TR
SOLEShares54.51K
TypeSH
Market value$18.37M
3.43%
Sole
0.00
Shared
0.00
None
54.51K
SPDR SER TR
SOLEShares547.41K
TypeSH
Market value$16.30M
3.05%
Sole
0.00
Shared
0.00
None
547.41K
FLEXSHARES TR
SOLEShares711.96K
TypeSH
Market value$15.71M
2.94%
Sole
0.00
Shared
0.00
None
711.96K
ISHARES TR
SOLEShares81.15K
TypeSH
Market value$15.16M
2.83%
Sole
0.00
Shared
0.00
None
81.15K
FIDELITY MERRIMACK STR TR
SOLEShares330.77K
TypeSH
Market value$14.99M
2.80%
Sole
0.00
Shared
0.00
None
330.77K
MICROSOFT CORP
SOLEShares33.89K
TypeSH
Market value$14.26M
2.66%
Sole
0.00
Shared
0.00
None
33.89K
ISHARES TR
SOLEShares177.43K
TypeSH
Market value$13.79M
2.58%
Sole
0.00
Shared
0.00
None
177.43K
META PLATFORMS INC
SOLEShares25.80K
TypeSH
Market value$12.53M
2.34%
Sole
0.00
Shared
0.00
None
25.80K
ISHARES TR
SOLEShares230.73K
TypeSH
Market value$11.78M
2.20%
Sole
0.00
Shared
0.00
None
230.73K
ISHARES TR
SOLEShares501.99K
TypeSH
Market value$11.43M
2.14%
Sole
0.00
Shared
0.00
None
501.99K
ISHARES TR
SOLEShares83.39K
TypeSH
Market value$10.45M
1.95%
Sole
0.00
Shared
0.00
None
83.39K
ISHARES TR
SOLEShares90.32K
TypeSH
Market value$10.31M
1.93%
Sole
0.00
Shared
0.00
None
90.32K
ISHARES TR
SOLEShares159.41K
TypeSH
Market value$7.96M
1.49%
Sole
0.00
Shared
0.00
None
159.41K
ISHARES TR
SOLEShares82.69K
TypeSH
Market value$7.41M
1.39%
Sole
0.00
Shared
0.00
None
82.69K
SPDR SER TR
SOLEShares95.85K
TypeSH
Market value$7.01M
1.31%
Sole
0.00
Shared
0.00
None
95.85K
SELECT SECTOR SPDR TR
SOLEShares158.03K
TypeSH
Market value$6.66M
1.24%
Sole
0.00
Shared
0.00
None
158.03K
SPDR SER TR
SOLEShares118.19K
TypeSH
Market value$5.92M
1.11%
Sole
0.00
Shared
0.00
None
118.19K
VANECK ETF TRUST
SOLEShares203.59K
TypeSH
Market value$5.91M
1.10%
Sole
0.00
Shared
0.00
None
203.59K
ISHARES TR
SOLEShares19.34K
TypeSH
Market value$5.24M
0.98%
Sole
0.00
Shared
0.00
None
19.34K
ISHARES TR
SOLEShares48.60K
TypeSH
Market value$4.99M
0.93%
Sole
0.00
Shared
0.00
None
48.60K
RELIANCE INC
SOLEShares14.93K
TypeSH
Market value$4.99M
0.93%
Sole
0.00
Shared
0.00
None
14.93K
JPMORGAN CHASE & CO
SOLEShares23.78K
TypeSH
Market value$4.76M
0.89%
Sole
0.00
Shared
0.00
None
23.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NVIDIA CORPORATIONSOLE | COM | 30.29K | SH | $27.37M 5.11% | 0.00 | 0.00 | 30.29K |
APPLE INCSOLE | COM | 136.90K | SH | $23.48M 4.39% | 0.00 | 0.00 | 136.90K |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 589.76K | SH | $19.28M 3.60% | 0.00 | 0.00 | 589.76K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 54.51K | SH | $18.37M 3.43% | 0.00 | 0.00 | 54.51K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 547.41K | SH | $16.30M 3.05% | 0.00 | 0.00 | 547.41K |
FLEXSHARES TRSOLE | CRE SLCT BD FD | 711.96K | SH | $15.71M 2.94% | 0.00 | 0.00 | 711.96K |
ISHARES TRSOLE | S&P 500 VAL ETF | 81.15K | SH | $15.16M 2.83% | 0.00 | 0.00 | 81.15K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 330.77K | SH | $14.99M 2.80% | 0.00 | 0.00 | 330.77K |
MICROSOFT CORPSOLE | COM | 33.89K | SH | $14.26M 2.66% | 0.00 | 0.00 | 33.89K |
ISHARES TRSOLE | IBOXX HI YD ETF | 177.43K | SH | $13.79M 2.58% | 0.00 | 0.00 | 177.43K |
META PLATFORMS INCSOLE | CL A | 25.80K | SH | $12.53M 2.34% | 0.00 | 0.00 | 25.80K |
ISHARES TRSOLE | FLTG RATE NT ETF | 230.73K | SH | $11.78M 2.20% | 0.00 | 0.00 | 230.73K |
ISHARES TRSOLE | US TREAS BD ETF | 501.99K | SH | $11.43M 2.14% | 0.00 | 0.00 | 501.99K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 83.39K | SH | $10.45M 1.95% | 0.00 | 0.00 | 83.39K |
ISHARES TRSOLE | RUS MD CP GR ETF | 90.32K | SH | $10.31M 1.93% | 0.00 | 0.00 | 90.32K |
ISHARES TRSOLE | CORE INTL AGGR | 159.41K | SH | $7.96M 1.49% | 0.00 | 0.00 | 159.41K |
ISHARES TRSOLE | JPMORGAN USD EMG | 82.69K | SH | $7.41M 1.39% | 0.00 | 0.00 | 82.69K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 95.85K | SH | $7.01M 1.31% | 0.00 | 0.00 | 95.85K |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 158.03K | SH | $6.66M 1.24% | 0.00 | 0.00 | 158.03K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 118.19K | SH | $5.92M 1.11% | 0.00 | 0.00 | 118.19K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 203.59K | SH | $5.91M 1.10% | 0.00 | 0.00 | 203.59K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 19.34K | SH | $5.24M 0.98% | 0.00 | 0.00 | 19.34K |
ISHARES TRSOLE | SP SMCP600VL ETF | 48.60K | SH | $4.99M 0.93% | 0.00 | 0.00 | 48.60K |
RELIANCE INCSOLE | COM | 14.93K | SH | $4.99M 0.93% | 0.00 | 0.00 | 14.93K |
JPMORGAN CHASE & COSOLE | COM | 23.78K | SH | $4.76M 0.89% | 0.00 | 0.00 | 23.78K |
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