Filed: 1/19/2024ACC: 0001214659-24-000945
📋 What this filing means
OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 208 equity positions with a total reported market value of $482.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
208
Positions
$482.22M
Total AUM (reported)
7.21M
Total Shares
Allocation by class
COM$182.94M37.9%
PORTFOLIO INTRMD$17.28M3.6%
CRE SLCT BD FD$16.87M3.5%
RUS 1000 GRW ETF$16.61M3.4%
TOTAL BD ETF$15.64M3.2%
CL A$15.43M3.2%
PORTFOLIO SHORT$14.20M2.9%
Portfolio Concentration
Top 3$57.60M11.9%
4–10$99.27M20.6%
11–25$102.89M21.3%
Rest$222.46M46.1%
Top 3 weight
11.9%
Top 10 weight
32.5%
Voting Authority Distribution
Total shares with voting rights: 7.21M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.21M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole208
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings208
Rows:
APPLE INC
SOLEShares121.81K
TypeSH
Market value$23.45M
4.86%
Sole
0.00
Shared
0.00
None
121.81K
SPDR SER TR
SOLEShares526.29K
TypeSH
Market value$17.28M
3.58%
Sole
0.00
Shared
0.00
None
526.29K
FLEXSHARES TR
SOLEShares753.95K
TypeSH
Market value$16.87M
3.50%
Sole
0.00
Shared
0.00
None
753.95K
ISHARES TR
SOLEShares54.79K
TypeSH
Market value$16.61M
3.44%
Sole
0.00
Shared
0.00
None
54.79K
NVIDIA CORPORATION
SOLEShares31.79K
TypeSH
Market value$15.75M
3.27%
Sole
0.00
Shared
0.00
None
31.79K
FIDELITY MERRIMACK STR TR
SOLEShares339.61K
TypeSH
Market value$15.64M
3.24%
Sole
0.00
Shared
0.00
None
339.61K
SPDR SER TR
SOLEShares476.67K
TypeSH
Market value$14.20M
2.94%
Sole
0.00
Shared
0.00
None
476.67K
ISHARES TR
SOLEShares80.90K
TypeSH
Market value$14.07M
2.92%
Sole
0.00
Shared
0.00
None
80.90K
ISHARES TR
SOLEShares152.34K
TypeSH
Market value$11.79M
2.44%
Sole
0.00
Shared
0.00
None
152.34K
ISHARES TR
SOLEShares487.17K
TypeSH
Market value$11.22M
2.33%
Sole
0.00
Shared
0.00
None
487.17K
ISHARES TR
SOLEShares220.45K
TypeSH
Market value$11.16M
2.31%
Sole
0.00
Shared
0.00
None
220.45K
MICROSOFT CORP
SOLEShares28.95K
TypeSH
Market value$10.89M
2.26%
Sole
0.00
Shared
0.00
None
28.95K
ISHARES TR
SOLEShares81.60K
TypeSH
Market value$9.49M
1.97%
Sole
0.00
Shared
0.00
None
81.60K
ISHARES TR
SOLEShares88.87K
TypeSH
Market value$9.28M
1.93%
Sole
0.00
Shared
0.00
None
88.87K
META PLATFORMS INC
SOLEShares22.47K
TypeSH
Market value$7.95M
1.65%
Sole
0.00
Shared
0.00
None
22.47K
ISHARES TR
SOLEShares147.35K
TypeSH
Market value$7.34M
1.52%
Sole
0.00
Shared
0.00
None
147.35K
ISHARES TR
SOLEShares79.99K
TypeSH
Market value$7.12M
1.48%
Sole
0.00
Shared
0.00
None
79.99K
SPDR SER TR
SOLEShares97.08K
TypeSH
Market value$6.32M
1.31%
Sole
0.00
Shared
0.00
None
97.08K
SPDR SER TR
SOLEShares118.52K
TypeSH
Market value$5.53M
1.15%
Sole
0.00
Shared
0.00
None
118.52K
VANECK ETF TRUST
SOLEShares176.86K
TypeSH
Market value$5.09M
1.06%
Sole
0.00
Shared
0.00
None
176.86K
T ROWE PRICE ETF INC
SOLEShares120.66K
TypeSH
Market value$4.96M
1.03%
Sole
0.00
Shared
0.00
None
120.66K
ISHARES TR
SOLEShares47.27K
TypeSH
Market value$4.87M
1.01%
Sole
0.00
Shared
0.00
None
47.27K
ISHARES TR
SOLEShares18.82K
TypeSH
Market value$4.75M
0.98%
Sole
0.00
Shared
0.00
None
18.82K
SELECT SECTOR SPDR TR
SOLEShares21.19K
TypeSH
Market value$4.08M
0.85%
Sole
0.00
Shared
0.00
None
21.19K
RELIANCE STEEL & ALUMINUM CO
SOLEShares14.52K
TypeSH
Market value$4.06M
0.84%
Sole
0.00
Shared
0.00
None
14.52K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 121.81K | SH | $23.45M 4.86% | 0.00 | 0.00 | 121.81K |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 526.29K | SH | $17.28M 3.58% | 0.00 | 0.00 | 526.29K |
FLEXSHARES TRSOLE | CRE SLCT BD FD | 753.95K | SH | $16.87M 3.50% | 0.00 | 0.00 | 753.95K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 54.79K | SH | $16.61M 3.44% | 0.00 | 0.00 | 54.79K |
NVIDIA CORPORATIONSOLE | COM | 31.79K | SH | $15.75M 3.27% | 0.00 | 0.00 | 31.79K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 339.61K | SH | $15.64M 3.24% | 0.00 | 0.00 | 339.61K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 476.67K | SH | $14.20M 2.94% | 0.00 | 0.00 | 476.67K |
ISHARES TRSOLE | S&P 500 VAL ETF | 80.90K | SH | $14.07M 2.92% | 0.00 | 0.00 | 80.90K |
ISHARES TRSOLE | IBOXX HI YD ETF | 152.34K | SH | $11.79M 2.44% | 0.00 | 0.00 | 152.34K |
ISHARES TRSOLE | US TREAS BD ETF | 487.17K | SH | $11.22M 2.33% | 0.00 | 0.00 | 487.17K |
ISHARES TRSOLE | FLTG RATE NT ETF | 220.45K | SH | $11.16M 2.31% | 0.00 | 0.00 | 220.45K |
MICROSOFT CORPSOLE | COM | 28.95K | SH | $10.89M 2.26% | 0.00 | 0.00 | 28.95K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 81.60K | SH | $9.49M 1.97% | 0.00 | 0.00 | 81.60K |
ISHARES TRSOLE | RUS MD CP GR ETF | 88.87K | SH | $9.28M 1.93% | 0.00 | 0.00 | 88.87K |
META PLATFORMS INCSOLE | CL A | 22.47K | SH | $7.95M 1.65% | 0.00 | 0.00 | 22.47K |
ISHARES TRSOLE | CORE INTL AGGR | 147.35K | SH | $7.34M 1.52% | 0.00 | 0.00 | 147.35K |
ISHARES TRSOLE | JPMORGAN USD EMG | 79.99K | SH | $7.12M 1.48% | 0.00 | 0.00 | 79.99K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 97.08K | SH | $6.32M 1.31% | 0.00 | 0.00 | 97.08K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 118.52K | SH | $5.53M 1.15% | 0.00 | 0.00 | 118.52K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 176.86K | SH | $5.09M 1.06% | 0.00 | 0.00 | 176.86K |
T ROWE PRICE ETF INCSOLE | TOTAL RETURN ETF | 120.66K | SH | $4.96M 1.03% | 0.00 | 0.00 | 120.66K |
ISHARES TRSOLE | SP SMCP600VL ETF | 47.27K | SH | $4.87M 1.01% | 0.00 | 0.00 | 47.27K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 18.82K | SH | $4.75M 0.98% | 0.00 | 0.00 | 18.82K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 21.19K | SH | $4.08M 0.85% | 0.00 | 0.00 | 21.19K |
RELIANCE STEEL & ALUMINUM COSOLE | COM | 14.52K | SH | $4.06M 0.84% | 0.00 | 0.00 | 14.52K |
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