Filed: 10/18/2023ACC: 0001214659-23-013611
📋 What this filing means
OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 201 equity positions with a total reported market value of $431.96M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
201
Positions
$431.96M
Total AUM (reported)
7.06M
Total Shares
Allocation by class
COM$157.11M36.4%
CRE SLCT BD FD$17.33M4.0%
PORTFOLIO INTRMD$16.20M3.7%
TOTAL BD ETF$15.08M3.5%
RUS 1000 GRW ETF$14.56M3.4%
PORTFOLIO SHORT$13.76M3.2%
CL A$12.54M2.9%
Portfolio Concentration
Top 3$54.15M12.5%
4–10$93.02M21.5%
11–25$90.46M20.9%
Rest$194.33M45.0%
Top 3 weight
12.5%
Top 10 weight
34.1%
Voting Authority Distribution
Total shares with voting rights: 7.06M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.06M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole201
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings201
Rows:
APPLE INC
SOLEShares120.51K
TypeSH
Market value$20.63M
4.78%
Sole
0.00
Shared
0.00
None
120.51K
FLEXSHARES TR
SOLEShares817.87K
TypeSH
Market value$17.33M
4.01%
Sole
0.00
Shared
0.00
None
817.87K
SPDR SER TR
SOLEShares514.96K
TypeSH
Market value$16.20M
3.75%
Sole
0.00
Shared
0.00
None
514.96K
FIDELITY MERRIMACK STR TR
SOLEShares346.14K
TypeSH
Market value$15.08M
3.49%
Sole
0.00
Shared
0.00
None
346.14K
ISHARES TR
SOLEShares54.74K
TypeSH
Market value$14.56M
3.37%
Sole
0.00
Shared
0.00
None
54.74K
NVIDIA CORPORATION
SOLEShares33.46K
TypeSH
Market value$14.55M
3.37%
Sole
0.00
Shared
0.00
None
33.46K
SPDR SER TR
SOLEShares469.25K
TypeSH
Market value$13.76M
3.19%
Sole
0.00
Shared
0.00
None
469.25K
ISHARES TR
SOLEShares80.16K
TypeSH
Market value$12.33M
2.85%
Sole
0.00
Shared
0.00
None
80.16K
ISHARES TR
SOLEShares224.53K
TypeSH
Market value$11.43M
2.65%
Sole
0.00
Shared
0.00
None
224.53K
ISHARES TR
SOLEShares153.43K
TypeSH
Market value$11.31M
2.62%
Sole
0.00
Shared
0.00
None
153.43K
ISHARES TR
SOLEShares464.82K
TypeSH
Market value$10.24M
2.37%
Sole
0.00
Shared
0.00
None
464.82K
MICROSOFT CORP
SOLEShares28.83K
TypeSH
Market value$9.10M
2.11%
Sole
0.00
Shared
0.00
None
28.83K
ISHARES TR
SOLEShares80.46K
TypeSH
Market value$8.39M
1.94%
Sole
0.00
Shared
0.00
None
80.46K
ISHARES TR
SOLEShares87.86K
TypeSH
Market value$8.03M
1.86%
Sole
0.00
Shared
0.00
None
87.86K
META PLATFORMS INC
SOLEShares23.39K
TypeSH
Market value$7.02M
1.63%
Sole
0.00
Shared
0.00
None
23.39K
ISHARES TR
SOLEShares137.93K
TypeSH
Market value$6.73M
1.56%
Sole
0.00
Shared
0.00
None
137.93K
ISHARES TR
SOLEShares78.32K
TypeSH
Market value$6.46M
1.50%
Sole
0.00
Shared
0.00
None
78.32K
SPDR SER TR
SOLEShares98.55K
TypeSH
Market value$5.84M
1.35%
Sole
0.00
Shared
0.00
None
98.55K
SPDR SER TR
SOLEShares118.24K
TypeSH
Market value$4.88M
1.13%
Sole
0.00
Shared
0.00
None
118.24K
VANECK ETF TRUST
SOLEShares154.52K
TypeSH
Market value$4.18M
0.97%
Sole
0.00
Shared
0.00
None
154.52K
T ROWE PRICE ETF INC
SOLEShares106.16K
TypeSH
Market value$4.15M
0.96%
Sole
0.00
Shared
0.00
None
106.16K
ISHARES TR
SOLEShares18.45K
TypeSH
Market value$4.14M
0.96%
Sole
0.00
Shared
0.00
None
18.45K
ISHARES TR
SOLEShares46.21K
TypeSH
Market value$4.12M
0.95%
Sole
0.00
Shared
0.00
None
46.21K
RELIANCE STEEL & ALUMINUM CO
SOLEShares14.50K
TypeSH
Market value$3.80M
0.88%
Sole
0.00
Shared
0.00
None
14.50K
HOME DEPOT INC
SOLEShares11.14K
TypeSH
Market value$3.37M
0.78%
Sole
0.00
Shared
0.00
None
11.14K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 120.51K | SH | $20.63M 4.78% | 0.00 | 0.00 | 120.51K |
FLEXSHARES TRSOLE | CRE SLCT BD FD | 817.87K | SH | $17.33M 4.01% | 0.00 | 0.00 | 817.87K |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 514.96K | SH | $16.20M 3.75% | 0.00 | 0.00 | 514.96K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 346.14K | SH | $15.08M 3.49% | 0.00 | 0.00 | 346.14K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 54.74K | SH | $14.56M 3.37% | 0.00 | 0.00 | 54.74K |
NVIDIA CORPORATIONSOLE | COM | 33.46K | SH | $14.55M 3.37% | 0.00 | 0.00 | 33.46K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 469.25K | SH | $13.76M 3.19% | 0.00 | 0.00 | 469.25K |
ISHARES TRSOLE | S&P 500 VAL ETF | 80.16K | SH | $12.33M 2.85% | 0.00 | 0.00 | 80.16K |
ISHARES TRSOLE | FLTG RATE NT ETF | 224.53K | SH | $11.43M 2.65% | 0.00 | 0.00 | 224.53K |
ISHARES TRSOLE | IBOXX HI YD ETF | 153.43K | SH | $11.31M 2.62% | 0.00 | 0.00 | 153.43K |
ISHARES TRSOLE | US TREAS BD ETF | 464.82K | SH | $10.24M 2.37% | 0.00 | 0.00 | 464.82K |
MICROSOFT CORPSOLE | COM | 28.83K | SH | $9.10M 2.11% | 0.00 | 0.00 | 28.83K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 80.46K | SH | $8.39M 1.94% | 0.00 | 0.00 | 80.46K |
ISHARES TRSOLE | RUS MD CP GR ETF | 87.86K | SH | $8.03M 1.86% | 0.00 | 0.00 | 87.86K |
META PLATFORMS INCSOLE | CL A | 23.39K | SH | $7.02M 1.63% | 0.00 | 0.00 | 23.39K |
ISHARES TRSOLE | CORE INTL AGGR | 137.93K | SH | $6.73M 1.56% | 0.00 | 0.00 | 137.93K |
ISHARES TRSOLE | JPMORGAN USD EMG | 78.32K | SH | $6.46M 1.50% | 0.00 | 0.00 | 78.32K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 98.55K | SH | $5.84M 1.35% | 0.00 | 0.00 | 98.55K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 118.24K | SH | $4.88M 1.13% | 0.00 | 0.00 | 118.24K |
VANECK ETF TRUSTSOLE | FALLEN ANGEL HG | 154.52K | SH | $4.18M 0.97% | 0.00 | 0.00 | 154.52K |
T ROWE PRICE ETF INCSOLE | TOTAL RETURN ETF | 106.16K | SH | $4.15M 0.96% | 0.00 | 0.00 | 106.16K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 18.45K | SH | $4.14M 0.96% | 0.00 | 0.00 | 18.45K |
ISHARES TRSOLE | SP SMCP600VL ETF | 46.21K | SH | $4.12M 0.95% | 0.00 | 0.00 | 46.21K |
RELIANCE STEEL & ALUMINUM COSOLE | COM | 14.50K | SH | $3.80M 0.88% | 0.00 | 0.00 | 14.50K |
HOME DEPOT INCSOLE | COM | 11.14K | SH | $3.37M 0.78% | 0.00 | 0.00 | 11.14K |
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