Filed: 7/12/2023ACC: 0001214659-23-009500
📋 What this filing means
OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 215 equity positions with a total reported market value of $441.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
215
Positions
$441.52M
Total AUM (reported)
6.87M
Total Shares
Allocation by class
COM$166.00M37.6%
RUS 1000 GRW ETF$17.50M4.0%
CL A$16.91M3.8%
CRE SLCT BD FD$16.35M3.7%
PORTFOLIO INTRMD$15.19M3.4%
PORTFOLIO SHORT$14.27M3.2%
TOTAL BD ETF$14.12M3.2%
Portfolio Concentration
Top 3$58.45M13.2%
4–10$91.37M20.7%
11–25$83.89M19.0%
Rest$207.81M47.1%
Top 3 weight
13.2%
Top 10 weight
33.9%
Voting Authority Distribution
Total shares with voting rights: 6.87M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.87M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole215
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings215
Rows:
APPLE INC
SOLEShares126.84K
TypeSH
Market value$24.60M
5.57%
Sole
0.00
Shared
0.00
None
126.84K
ISHARES TR
SOLEShares63.60K
TypeSH
Market value$17.50M
3.96%
Sole
0.00
Shared
0.00
None
63.60K
FLEXSHARES TR
SOLEShares738.77K
TypeSH
Market value$16.35M
3.70%
Sole
0.00
Shared
0.00
None
738.77K
SPDR SER TR
SOLEShares472.99K
TypeSH
Market value$15.19M
3.44%
Sole
0.00
Shared
0.00
None
472.99K
NVIDIA CORPORATION
SOLEShares33.92K
TypeSH
Market value$14.35M
3.25%
Sole
0.00
Shared
0.00
None
33.92K
SPDR SER TR
SOLEShares484.70K
TypeSH
Market value$14.27M
3.23%
Sole
0.00
Shared
0.00
None
484.70K
FIDELITY MERRIMACK STR TR
SOLEShares310.85K
TypeSH
Market value$14.12M
3.20%
Sole
0.00
Shared
0.00
None
310.85K
ISHARES TR
SOLEShares81.72K
TypeSH
Market value$13.17M
2.98%
Sole
0.00
Shared
0.00
None
81.72K
ISHARES TR
SOLEShares139.41K
TypeSH
Market value$10.47M
2.37%
Sole
0.00
Shared
0.00
None
139.41K
MICROSOFT CORP
SOLEShares28.79K
TypeSH
Market value$9.80M
2.22%
Sole
0.00
Shared
0.00
None
28.79K
ISHARES TR
SOLEShares186.86K
TypeSH
Market value$9.50M
2.15%
Sole
0.00
Shared
0.00
None
186.86K
ISHARES TR
SOLEShares411.73K
TypeSH
Market value$9.43M
2.14%
Sole
0.00
Shared
0.00
None
411.73K
ISHARES TR
SOLEShares62.71K
TypeSH
Market value$6.89M
1.56%
Sole
0.00
Shared
0.00
None
62.71K
META PLATFORMS INC
SOLEShares23.70K
TypeSH
Market value$6.80M
1.54%
Sole
0.00
Shared
0.00
None
23.70K
ISHARES TR
SOLEShares137.19K
TypeSH
Market value$6.76M
1.53%
Sole
0.00
Shared
0.00
None
137.19K
ISHARES TR
SOLEShares68.55K
TypeSH
Market value$6.62M
1.50%
Sole
0.00
Shared
0.00
None
68.55K
SPDR SER TR
SOLEShares100.87K
TypeSH
Market value$6.15M
1.39%
Sole
0.00
Shared
0.00
None
100.87K
ISHARES TR
SOLEShares61.36K
TypeSH
Market value$5.31M
1.20%
Sole
0.00
Shared
0.00
None
61.36K
SPDR SER TR
SOLEShares120.36K
TypeSH
Market value$5.20M
1.18%
Sole
0.00
Shared
0.00
None
120.36K
RELIANCE STEEL & ALUMINUM CO
SOLEShares13.96K
TypeSH
Market value$3.79M
0.86%
Sole
0.00
Shared
0.00
None
13.96K
ISHARES TR
SOLEShares15.37K
TypeSH
Market value$3.73M
0.84%
Sole
0.00
Shared
0.00
None
15.37K
HUBBELL INC
SOLEShares10.68K
TypeSH
Market value$3.54M
0.80%
Sole
0.00
Shared
0.00
None
10.68K
AMERISOURCEBERGEN CORP
SOLEShares17.72K
TypeSH
Market value$3.41M
0.77%
Sole
0.00
Shared
0.00
None
17.72K
HOME DEPOT INC
SOLEShares10.94K
TypeSH
Market value$3.40M
0.77%
Sole
0.00
Shared
0.00
None
10.94K
SPDR INDEX SHS FDS
SOLEShares103.23K
TypeSH
Market value$3.36M
0.76%
Sole
0.00
Shared
0.00
None
103.23K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 126.84K | SH | $24.60M 5.57% | 0.00 | 0.00 | 126.84K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 63.60K | SH | $17.50M 3.96% | 0.00 | 0.00 | 63.60K |
FLEXSHARES TRSOLE | CRE SLCT BD FD | 738.77K | SH | $16.35M 3.70% | 0.00 | 0.00 | 738.77K |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 472.99K | SH | $15.19M 3.44% | 0.00 | 0.00 | 472.99K |
NVIDIA CORPORATIONSOLE | COM | 33.92K | SH | $14.35M 3.25% | 0.00 | 0.00 | 33.92K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 484.70K | SH | $14.27M 3.23% | 0.00 | 0.00 | 484.70K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 310.85K | SH | $14.12M 3.20% | 0.00 | 0.00 | 310.85K |
ISHARES TRSOLE | S&P 500 VAL ETF | 81.72K | SH | $13.17M 2.98% | 0.00 | 0.00 | 81.72K |
ISHARES TRSOLE | IBOXX HI YD ETF | 139.41K | SH | $10.47M 2.37% | 0.00 | 0.00 | 139.41K |
MICROSOFT CORPSOLE | COM | 28.79K | SH | $9.80M 2.22% | 0.00 | 0.00 | 28.79K |
ISHARES TRSOLE | FLTG RATE NT ETF | 186.86K | SH | $9.50M 2.15% | 0.00 | 0.00 | 186.86K |
ISHARES TRSOLE | US TREAS BD ETF | 411.73K | SH | $9.43M 2.14% | 0.00 | 0.00 | 411.73K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 62.71K | SH | $6.89M 1.56% | 0.00 | 0.00 | 62.71K |
META PLATFORMS INCSOLE | CL A | 23.70K | SH | $6.80M 1.54% | 0.00 | 0.00 | 23.70K |
ISHARES TRSOLE | CORE INTL AGGR | 137.19K | SH | $6.76M 1.53% | 0.00 | 0.00 | 137.19K |
ISHARES TRSOLE | RUS MD CP GR ETF | 68.55K | SH | $6.62M 1.50% | 0.00 | 0.00 | 68.55K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 100.87K | SH | $6.15M 1.39% | 0.00 | 0.00 | 100.87K |
ISHARES TRSOLE | JPMORGAN USD EMG | 61.36K | SH | $5.31M 1.20% | 0.00 | 0.00 | 61.36K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 120.36K | SH | $5.20M 1.18% | 0.00 | 0.00 | 120.36K |
RELIANCE STEEL & ALUMINUM COSOLE | COM | 13.96K | SH | $3.79M 0.86% | 0.00 | 0.00 | 13.96K |
ISHARES TRSOLE | RUS 2000 GRW ETF | 15.37K | SH | $3.73M 0.84% | 0.00 | 0.00 | 15.37K |
HUBBELL INCSOLE | COM | 10.68K | SH | $3.54M 0.80% | 0.00 | 0.00 | 10.68K |
AMERISOURCEBERGEN CORPSOLE | COM | 17.72K | SH | $3.41M 0.77% | 0.00 | 0.00 | 17.72K |
HOME DEPOT INCSOLE | COM | 10.94K | SH | $3.40M 0.77% | 0.00 | 0.00 | 10.94K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 103.23K | SH | $3.36M 0.76% | 0.00 | 0.00 | 103.23K |
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