Filed: 5/11/2023ACC: 0001214659-23-006769
📋 What this filing means
OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 205 equity positions with a total reported market value of $400.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
205
Positions
$400.85M
Total AUM (reported)
6.57M
Total Shares
Allocation by class
COM$146.12M36.5%
PORTFOLIO SHORT$15.34M3.8%
CL A$15.04M3.8%
RUS 1000 GRW ETF$14.51M3.6%
PORTFOLIO INTRMD$14.19M3.5%
CRE SLCT BD FD$13.91M3.5%
TOTAL BD ETF$11.92M3.0%
Portfolio Concentration
Top 3$51.42M12.8%
4–10$76.78M19.2%
11–25$81.10M20.2%
Rest$191.54M47.8%
Top 3 weight
12.8%
Top 10 weight
32.0%
Voting Authority Distribution
Total shares with voting rights: 6.57M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.57M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole205
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings205
Rows:
APPLE INC
SOLEShares130.82K
TypeSH
Market value$21.57M
5.38%
Sole
0.00
Shared
0.00
None
130.82K
SPDR SER TR
SOLEShares517.65K
TypeSH
Market value$15.34M
3.83%
Sole
0.00
Shared
0.00
None
517.65K
ISHARES TR
SOLEShares59.40K
TypeSH
Market value$14.51M
3.62%
Sole
0.00
Shared
0.00
None
59.40K
SPDR SER TR
SOLEShares436.75K
TypeSH
Market value$14.19M
3.54%
Sole
0.00
Shared
0.00
None
436.75K
FLEXSHARES TR
SOLEShares617.28K
TypeSH
Market value$13.91M
3.47%
Sole
0.00
Shared
0.00
None
617.28K
FIDELITY MERRIMACK STR TR
SOLEShares259.21K
TypeSH
Market value$11.92M
2.97%
Sole
0.00
Shared
0.00
None
259.21K
ISHARES TR
SOLEShares63.53K
TypeSH
Market value$9.64M
2.41%
Sole
0.00
Shared
0.00
None
63.53K
NVIDIA CORPORATION
SOLEShares34.58K
TypeSH
Market value$9.61M
2.40%
Sole
0.00
Shared
0.00
None
34.58K
ISHARES TR
SOLEShares125.07K
TypeSH
Market value$9.45M
2.36%
Sole
0.00
Shared
0.00
None
125.07K
MICROSOFT CORP
SOLEShares27.95K
TypeSH
Market value$8.06M
2.01%
Sole
0.00
Shared
0.00
None
27.95K
ISHARES TR
SOLEShares344.54K
TypeSH
Market value$8.06M
2.01%
Sole
0.00
Shared
0.00
None
344.54K
ISHARES TR
SOLEShares140.17K
TypeSH
Market value$6.86M
1.71%
Sole
0.00
Shared
0.00
None
140.17K
ISHARES TR
SOLEShares130.72K
TypeSH
Market value$6.59M
1.64%
Sole
0.00
Shared
0.00
None
130.72K
SPDR INDEX SHS FDS
SOLEShares201.10K
TypeSH
Market value$6.46M
1.61%
Sole
0.00
Shared
0.00
None
201.10K
ISHARES TR
SOLEShares60.04K
TypeSH
Market value$6.38M
1.59%
Sole
0.00
Shared
0.00
None
60.04K
SPDR SER TR
SOLEShares113.73K
TypeSH
Market value$6.30M
1.57%
Sole
0.00
Shared
0.00
None
113.73K
VANGUARD INTL EQUITY INDEX F
SOLEShares111.06K
TypeSH
Market value$5.94M
1.48%
Sole
0.00
Shared
0.00
None
111.06K
ISHARES TR
SOLEShares61.56K
TypeSH
Market value$5.60M
1.40%
Sole
0.00
Shared
0.00
None
61.56K
META PLATFORMS INC
SOLEShares24.18K
TypeSH
Market value$5.12M
1.28%
Sole
0.00
Shared
0.00
None
24.18K
SPDR SER TR
SOLEShares121.15K
TypeSH
Market value$4.93M
1.23%
Sole
0.00
Shared
0.00
None
121.15K
ISHARES TR
SOLEShares54.10K
TypeSH
Market value$4.67M
1.16%
Sole
0.00
Shared
0.00
None
54.10K
ISHARES TR
SOLEShares42.19K
TypeSH
Market value$4.08M
1.02%
Sole
0.00
Shared
0.00
None
42.19K
RELIANCE STEEL & ALUMINUM CO
SOLEShares13.92K
TypeSH
Market value$3.57M
0.89%
Sole
0.00
Shared
0.00
None
13.92K
PIMCO ETF TR
SOLEShares36.69K
TypeSH
Market value$3.40M
0.85%
Sole
0.00
Shared
0.00
None
36.69K
OKTA INC
SOLEShares36.40K
TypeSH
Market value$3.14M
0.78%
Sole
0.00
Shared
0.00
None
36.40K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 130.82K | SH | $21.57M 5.38% | 0.00 | 0.00 | 130.82K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 517.65K | SH | $15.34M 3.83% | 0.00 | 0.00 | 517.65K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 59.40K | SH | $14.51M 3.62% | 0.00 | 0.00 | 59.40K |
SPDR SER TRSOLE | PORTFOLIO INTRMD | 436.75K | SH | $14.19M 3.54% | 0.00 | 0.00 | 436.75K |
FLEXSHARES TRSOLE | CRE SLCT BD FD | 617.28K | SH | $13.91M 3.47% | 0.00 | 0.00 | 617.28K |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 259.21K | SH | $11.92M 2.97% | 0.00 | 0.00 | 259.21K |
ISHARES TRSOLE | S&P 500 VAL ETF | 63.53K | SH | $9.64M 2.41% | 0.00 | 0.00 | 63.53K |
NVIDIA CORPORATIONSOLE | COM | 34.58K | SH | $9.61M 2.40% | 0.00 | 0.00 | 34.58K |
ISHARES TRSOLE | IBOXX HI YD ETF | 125.07K | SH | $9.45M 2.36% | 0.00 | 0.00 | 125.07K |
MICROSOFT CORPSOLE | COM | 27.95K | SH | $8.06M 2.01% | 0.00 | 0.00 | 27.95K |
ISHARES TRSOLE | US TREAS BD ETF | 344.54K | SH | $8.06M 2.01% | 0.00 | 0.00 | 344.54K |
ISHARES TRSOLE | CORE INTL AGGR | 140.17K | SH | $6.86M 1.71% | 0.00 | 0.00 | 140.17K |
ISHARES TRSOLE | FLTG RATE NT ETF | 130.72K | SH | $6.59M 1.64% | 0.00 | 0.00 | 130.72K |
SPDR INDEX SHS FDSSOLE | PORTFOLIO DEVLPD | 201.10K | SH | $6.46M 1.61% | 0.00 | 0.00 | 201.10K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 60.04K | SH | $6.38M 1.59% | 0.00 | 0.00 | 60.04K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 113.73K | SH | $6.30M 1.57% | 0.00 | 0.00 | 113.73K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 111.06K | SH | $5.94M 1.48% | 0.00 | 0.00 | 111.06K |
ISHARES TRSOLE | RUS MD CP GR ETF | 61.56K | SH | $5.60M 1.40% | 0.00 | 0.00 | 61.56K |
META PLATFORMS INCSOLE | CL A | 24.18K | SH | $5.12M 1.28% | 0.00 | 0.00 | 24.18K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 121.15K | SH | $4.93M 1.23% | 0.00 | 0.00 | 121.15K |
ISHARES TRSOLE | JPMORGAN USD EMG | 54.10K | SH | $4.67M 1.16% | 0.00 | 0.00 | 54.10K |
ISHARES TRSOLE | CORE S&P SCP ETF | 42.19K | SH | $4.08M 1.02% | 0.00 | 0.00 | 42.19K |
RELIANCE STEEL & ALUMINUM COSOLE | COM | 13.92K | SH | $3.57M 0.89% | 0.00 | 0.00 | 13.92K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 36.69K | SH | $3.40M 0.85% | 0.00 | 0.00 | 36.69K |
OKTA INCSOLE | CL A | 36.40K | SH | $3.14M 0.78% | 0.00 | 0.00 | 36.40K |
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