OCCIDENTAL ASSET MANAGEMENT, LLC

Filed: 1/24/2023ACC: 0001214659-23-001008

📋 What this filing means

OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 206 equity positions with a total reported market value of $366.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

206

Positions

$366.72M

Total AUM (reported)

7.08M

Total Shares

Allocation by class

COM$131.43M35.8%

PORTFOLIO INTRMD$27.72M7.6%

PORTFOLIO SHORT$22.84M6.2%

IBOXX HI YD ETF$12.97M3.5%

RUS 1000 GRW ETF$12.67M3.5%

CL A$9.50M2.6%

S&P 500 VAL ETF$9.33M2.5%

Portfolio Concentration

Top 3$67.76M18.5%

4–10$59.09M16.1%

11–25$61.91M16.9%

Rest$177.96M48.5%

Top 3 weight

18.5%

Top 10 weight

34.6%

Voting Authority Distribution

Total shares with voting rights: 7.08M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

7.08M

% of voting shares100.0%

Investment Discretion (by position count)

Sole206

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings206

Rows:

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares870.93K

TypeSH

Market value$27.72M

7.56%

Sole

0.00

Shared

0.00

None

870.93K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares777.51K

TypeSH

Market value$22.84M

6.23%

Sole

0.00

Shared

0.00

None

777.51K

APPLE INC

SOLE

COM

Shares132.37K

TypeSH

Market value$17.20M

4.69%

Sole

0.00

Shared

0.00

None

132.37K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares176.19K

TypeSH

Market value$12.97M

3.54%

Sole

0.00

Shared

0.00

None

176.19K

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares59.14K

TypeSH

Market value$12.67M

3.45%

Sole

0.00

Shared

0.00

None

59.14K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares64.31K

TypeSH

Market value$9.33M

2.54%

Sole

0.00

Shared

0.00

None

64.31K

MICROSOFT CORP

SOLE

COM

Shares27.85K

TypeSH

Market value$6.68M

1.82%

Sole

0.00

Shared

0.00

None

27.85K

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares60.07K

TypeSH

Market value$6.33M

1.73%

Sole

0.00

Shared

0.00

None

60.07K

VANGUARD INTL EQUITY INDEX F

SOLE

ALLWRLD EX US

Shares111.95K

TypeSH

Market value$5.61M

1.53%

Sole

0.00

Shared

0.00

None

111.95K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares73.05K

TypeSH

Market value$5.50M

1.50%

Sole

0.00

Shared

0.00

None

73.05K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares108.05K

TypeSH

Market value$5.47M

1.49%

Sole

0.00

Shared

0.00

None

108.05K

NVIDIA CORPORATION

SOLE

COM

Shares37.24K

TypeSH

Market value$5.44M

1.48%

Sole

0.00

Shared

0.00

None

37.24K

ISHARES TR

SOLE

CORE INTL AGGR

Shares112.85K

TypeSH

Market value$5.37M

1.46%

Sole

0.00

Shared

0.00

None

112.85K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares61.54K

TypeSH

Market value$5.14M

1.40%

Sole

0.00

Shared

0.00

None

61.54K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares51.96K

TypeSH

Market value$5.04M

1.37%

Sole

0.00

Shared

0.00

None

51.96K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares115.96K

TypeSH

Market value$4.51M

1.23%

Sole

0.00

Shared

0.00

None

115.96K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares44.52K

TypeSH

Market value$4.03M

1.10%

Sole

0.00

Shared

0.00

None

44.52K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares25.44K

TypeSH

Market value$3.86M

1.05%

Sole

0.00

Shared

0.00

None

25.44K

ISHARES TR

SOLE

0-5 YR TIPS ETF

Shares38.52K

TypeSH

Market value$3.73M

1.02%

Sole

0.00

Shared

0.00

None

38.52K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares6.35K

TypeSH

Market value$3.37M

0.92%

Sole

0.00

Shared

0.00

None

6.35K

ISHARES TR

SOLE

PFD AND INCM SEC

Shares110.15K

TypeSH

Market value$3.36M

0.92%

Sole

0.00

Shared

0.00

None

110.15K

HOME DEPOT INC

SOLE

COM

Shares10.43K

TypeSH

Market value$3.29M

0.90%

Sole

0.00

Shared

0.00

None

10.43K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares34.40K

TypeSH

Market value$3.26M

0.89%

Sole

0.00

Shared

0.00

None

34.40K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares78.87K

TypeSH

Market value$3.07M

0.84%

Sole

0.00

Shared

0.00

None

78.87K

META PLATFORMS INC

SOLE

CL A

Shares24.52K

TypeSH

Market value$2.95M

0.80%

Sole

0.00

Shared

0.00

None

24.52K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	PORTFOLIO INTRMD	870.93K	SH	$27.72M 7.56%	870.93K
SPDR SER TRSOLE	PORTFOLIO SHORT	777.51K	SH	$22.84M 6.23%	777.51K
APPLE INCSOLE	COM	132.37K	SH	$17.20M 4.69%	132.37K
ISHARES TRSOLE	IBOXX HI YD ETF	176.19K	SH	$12.97M 3.54%	176.19K
ISHARES TRSOLE	RUS 1000 GRW ETF	59.14K	SH	$12.67M 3.45%	59.14K
ISHARES TRSOLE	S&P 500 VAL ETF	64.31K	SH	$9.33M 2.54%	64.31K
MICROSOFT CORPSOLE	COM	27.85K	SH	$6.68M 1.82%	27.85K
ISHARES TRSOLE	RUS MDCP VAL ETF	60.07K	SH	$6.33M 1.73%	60.07K
VANGUARD INTL EQUITY INDEX FSOLE	ALLWRLD EX US	111.95K	SH	$5.61M 1.53%	111.95K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	73.05K	SH	$5.50M 1.50%	73.05K
SPDR SER TRSOLE	PRTFLO S&P500 GW	108.05K	SH	$5.47M 1.49%	108.05K
NVIDIA CORPORATIONSOLE	COM	37.24K	SH	$5.44M 1.48%	37.24K
ISHARES TRSOLE	CORE INTL AGGR	112.85K	SH	$5.37M 1.46%	112.85K
ISHARES TRSOLE	RUS MD CP GR ETF	61.54K	SH	$5.14M 1.40%	61.54K
ISHARES TRSOLE	CORE US AGGBD ET	51.96K	SH	$5.04M 1.37%	51.96K
SPDR SER TRSOLE	PRTFLO S&P500 VL	115.96K	SH	$4.51M 1.23%	115.96K
PIMCO ETF TRSOLE	ACTIVE BD ETF	44.52K	SH	$4.03M 1.10%	44.52K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	25.44K	SH	$3.86M 1.05%	25.44K
ISHARES TRSOLE	0-5 YR TIPS ETF	38.52K	SH	$3.73M 1.02%	38.52K
UNITEDHEALTH GROUP INCSOLE	COM	6.35K	SH	$3.37M 0.92%	6.35K
ISHARES TRSOLE	PFD AND INCM SEC	110.15K	SH	$3.36M 0.92%	110.15K
HOME DEPOT INCSOLE	COM	10.43K	SH	$3.29M 0.90%	10.43K
ISHARES TRSOLE	CORE S&P SCP ETF	34.40K	SH	$3.26M 0.89%	34.40K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	78.87K	SH	$3.07M 0.84%	78.87K
META PLATFORMS INCSOLE	CL A	24.52K	SH	$2.95M 0.80%	24.52K

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