Filed: 11/8/2022ACC: 0001214659-22-013255
📋 What this filing means
OCCIDENTAL ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 180 equity positions with a total reported market value of $333.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
180
Positions
$333.5K
Total AUM (reported)
6.63M
Total Shares
Allocation by class
COM$108.6K32.6%
PORTFOLIO INTRMD$24.3K7.3%
PORTFOLIO SHORT$22.4K6.7%
RUS 1000 GRW ETF$12.4K3.7%
ACTIVE BD ETF$11.5K3.4%
IBOXX HI YD ETF$10.3K3.1%
CL A$9.6K2.9%
Portfolio Concentration
Top 3$63.4K19.0%
4–10$62.6K18.8%
11–25$56.1K16.8%
Rest$151.4K45.4%
Top 3 weight
19.0%
Top 10 weight
37.8%
Voting Authority Distribution
Total shares with voting rights: 6.63M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
6.63M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole180
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings180
Rows:
SPDR SER TR
SOLEShares774.94K
TypeSH
Market value$24.3K
7.28%
Sole
0.00
Shared
0.00
None
774.94K
SPDR SER TR
SOLEShares766.52K
TypeSH
Market value$22.4K
6.72%
Sole
0.00
Shared
0.00
None
766.52K
APPLE INC
SOLEShares121.37K
TypeSH
Market value$16.8K
5.03%
Sole
0.00
Shared
0.00
None
121.37K
ISHARES TR
SOLEShares59.05K
TypeSH
Market value$12.4K
3.72%
Sole
0.00
Shared
0.00
None
59.05K
PIMCO ETF TR
SOLEShares127.80K
TypeSH
Market value$11.5K
3.44%
Sole
0.00
Shared
0.00
None
127.80K
ISHARES TR
SOLEShares144.68K
TypeSH
Market value$10.3K
3.10%
Sole
0.00
Shared
0.00
None
144.68K
ISHARES TR
SOLEShares64.79K
TypeSH
Market value$8.3K
2.50%
Sole
0.00
Shared
0.00
None
64.79K
VANGUARD BD INDEX FDS
SOLEShares97.95K
TypeSH
Market value$7.3K
2.20%
Sole
0.00
Shared
0.00
None
97.95K
ISHARES TR
SOLEShares134.25K
TypeSH
Market value$6.5K
1.95%
Sole
0.00
Shared
0.00
None
134.25K
MICROSOFT CORP
SOLEShares26.63K
TypeSH
Market value$6.2K
1.86%
Sole
0.00
Shared
0.00
None
26.63K
ISHARES TR
SOLEShares60.35K
TypeSH
Market value$5.8K
1.74%
Sole
0.00
Shared
0.00
None
60.35K
SPDR SER TR
SOLEShares100.40K
TypeSH
Market value$5.0K
1.51%
Sole
0.00
Shared
0.00
None
100.40K
VANGUARD INTL EQUITY INDEX F
SOLEShares111.91K
TypeSH
Market value$5.0K
1.49%
Sole
0.00
Shared
0.00
None
111.91K
ISHARES TR
SOLEShares61.91K
TypeSH
Market value$4.9K
1.46%
Sole
0.00
Shared
0.00
None
61.91K
NVIDIA CORPORATION
SOLEShares37.27K
TypeSH
Market value$4.5K
1.36%
Sole
0.00
Shared
0.00
None
37.27K
SPDR SER TR
SOLEShares111.22K
TypeSH
Market value$3.8K
1.15%
Sole
0.00
Shared
0.00
None
111.22K
ISHARES TR
SOLEShares111.25K
TypeSH
Market value$3.5K
1.06%
Sole
0.00
Shared
0.00
None
111.25K
VANGUARD SPECIALIZED FUNDS
SOLEShares25.60K
TypeSH
Market value$3.5K
1.04%
Sole
0.00
Shared
0.00
None
25.60K
ISHARES TR
SOLEShares35.43K
TypeSH
Market value$3.1K
0.93%
Sole
0.00
Shared
0.00
None
35.43K
META PLATFORMS INC
SOLEShares22.48K
TypeSH
Market value$3.0K
0.91%
Sole
0.00
Shared
0.00
None
22.48K
UNITEDHEALTH GROUP INC
SOLEShares6.02K
TypeSH
Market value$3.0K
0.91%
Sole
0.00
Shared
0.00
None
6.02K
ISHARES TR
SOLEShares31.45K
TypeSH
Market value$2.9K
0.86%
Sole
0.00
Shared
0.00
None
31.45K
VANGUARD INTL EQUITY INDEX F
SOLEShares76.60K
TypeSH
Market value$2.8K
0.84%
Sole
0.00
Shared
0.00
None
76.60K
HOME DEPOT INC
SOLEShares9.82K
TypeSH
Market value$2.7K
0.81%
Sole
0.00
Shared
0.00
None
9.82K
ISHARES TR
SOLEShares27K
TypeSH
Market value$2.6K
0.78%
Sole
0.00
Shared
0.00
None
27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO INTRMD | 774.94K | SH | $24.3K 7.28% | 0.00 | 0.00 | 774.94K |
SPDR SER TRSOLE | PORTFOLIO SHORT | 766.52K | SH | $22.4K 6.72% | 0.00 | 0.00 | 766.52K |
APPLE INCSOLE | COM | 121.37K | SH | $16.8K 5.03% | 0.00 | 0.00 | 121.37K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 59.05K | SH | $12.4K 3.72% | 0.00 | 0.00 | 59.05K |
PIMCO ETF TRSOLE | ACTIVE BD ETF | 127.80K | SH | $11.5K 3.44% | 0.00 | 0.00 | 127.80K |
ISHARES TRSOLE | IBOXX HI YD ETF | 144.68K | SH | $10.3K 3.10% | 0.00 | 0.00 | 144.68K |
ISHARES TRSOLE | S&P 500 VAL ETF | 64.79K | SH | $8.3K 2.50% | 0.00 | 0.00 | 64.79K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 97.95K | SH | $7.3K 2.20% | 0.00 | 0.00 | 97.95K |
ISHARES TRSOLE | CORE INTL AGGR | 134.25K | SH | $6.5K 1.95% | 0.00 | 0.00 | 134.25K |
MICROSOFT CORPSOLE | COM | 26.63K | SH | $6.2K 1.86% | 0.00 | 0.00 | 26.63K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 60.35K | SH | $5.8K 1.74% | 0.00 | 0.00 | 60.35K |
SPDR SER TRSOLE | PRTFLO S&P500 GW | 100.40K | SH | $5.0K 1.51% | 0.00 | 0.00 | 100.40K |
VANGUARD INTL EQUITY INDEX FSOLE | ALLWRLD EX US | 111.91K | SH | $5.0K 1.49% | 0.00 | 0.00 | 111.91K |
ISHARES TRSOLE | RUS MD CP GR ETF | 61.91K | SH | $4.9K 1.46% | 0.00 | 0.00 | 61.91K |
NVIDIA CORPORATIONSOLE | COM | 37.27K | SH | $4.5K 1.36% | 0.00 | 0.00 | 37.27K |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 111.22K | SH | $3.8K 1.15% | 0.00 | 0.00 | 111.22K |
ISHARES TRSOLE | PFD AND INCM SEC | 111.25K | SH | $3.5K 1.06% | 0.00 | 0.00 | 111.25K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 25.60K | SH | $3.5K 1.04% | 0.00 | 0.00 | 25.60K |
ISHARES TRSOLE | CORE S&P SCP ETF | 35.43K | SH | $3.1K 0.93% | 0.00 | 0.00 | 35.43K |
META PLATFORMS INCSOLE | CL A | 22.48K | SH | $3.0K 0.91% | 0.00 | 0.00 | 22.48K |
UNITEDHEALTH GROUP INCSOLE | COM | 6.02K | SH | $3.0K 0.91% | 0.00 | 0.00 | 6.02K |
ISHARES TRSOLE | MBS ETF | 31.45K | SH | $2.9K 0.86% | 0.00 | 0.00 | 31.45K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 76.60K | SH | $2.8K 0.84% | 0.00 | 0.00 | 76.60K |
HOME DEPOT INCSOLE | COM | 9.82K | SH | $2.7K 0.81% | 0.00 | 0.00 | 9.82K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 27K | SH | $2.6K 0.78% | 0.00 | 0.00 | 27K |
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