O'BRIEN WILLIAM D (Senior Vice President) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/6/2026ACC: 0001193125-26-208985
Officer· Senior Vice President
Since Mar 2026
0.00
Net shares
Net seller
$89.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.91K acquired · 7.91K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+7.91K
Price / share
$11.35
Trade value
$89.76K
% of position
33.6%
5/4/2026
23.51K→31.42K
Total
Net shares
+7.91K
Net value
$89.76K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/4/2026 | M · Option Exercise | +7.91K | $11.35 | $89.76K | 33.6% | 23.51K | 31.42K |
| Total | +7.91K | $89.76K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
7.91K shares
Shares
−7.91K
Strike price
11.35
Held after
0.00
Exercisable
—
5/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock7.91K shares | 5/4/2026 | M · Option Exercise | −7.91K | 11.35 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned3.25K
Common Stock
IndirectShares owned9.24K
Total
12.50K indirect12.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.25K | Indirect |
| Common Stock | 9.24K | Indirect |
| Total | 12.50K | 12.50K indirect |
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
1.50K
Shares owned
1.50K
Exercise price
10.37
Expiration
—
Exercise window
—
Total
Underlying
1.50K
Owned
1.50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 10.37 | — | — | 1.50K | 1.50K |
| Total | 1.50K | 1.50K | ||||