O'BRIEN WILLIAM D (Senior Vice President) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/6/2026ACC: 0001193125-26-096227
Officer· Senior Vice President
Since Mar 2026
0.00
Net shares
Net seller
$39.4K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.65K acquired · 3.65K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.65K
Price / share
$10.81
Trade value
$39.42K
% of position
18.4%
3/5/2026
19.86K→23.51K
Total
Net shares
+3.65K
Net value
$39.42K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/5/2026 | M · Option Exercise | +3.65K | $10.81 | $39.42K | 18.4% | 19.86K | 23.51K |
| Total | +3.65K | $39.42K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
5K shares
Shares
−3.65K
Strike price
10.81
Held after
0.00
Exercisable
—
3/5/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock5K shares | 3/5/2026 | M · Option Exercise | −3.65K | 10.81 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned3.25K
Common Stock
IndirectShares owned9.23K
Total
12.49K indirect12.49K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.25K | Indirect |
| Common Stock | 9.23K | Indirect |
| Total | 12.49K | 12.49K indirect |
Derivative Holdings (Post-Transaction)2
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
1.50K
Shares owned
1.50K
Exercise price
10.37
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
7.91K
Shares owned
7.91K
Exercise price
11.35
Expiration
—
Exercise window
—
Total
Underlying
9.41K
Owned
9.41K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 10.37 | — | — | 1.50K | 1.50K |
| Stock Options Direct | Common Stock | 11.35 | — | — | 7.91K | 7.91K |
| Total | 9.41K | 9.41K | ||||