O'BRIEN WILLIAM D (Senior Vice President) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/5/2026ACC: 0001193125-26-039213
Officer· Senior Vice President
Since Mar 2026
0.00
Net shares
Net seller
$54.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5K acquired · 5K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5K
Price / share
$10.81
Trade value
$54.05K
% of position
33.6%
2/4/2026
14.87K→19.86K
Total
Net shares
+5K
Net value
$54.05K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/4/2026 | M · Option Exercise | +5K | $10.81 | $54.05K | 33.6% | 14.87K | 19.86K |
| Total | +5K | $54.05K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
10.81
Held after
3.65K
Exercisable
—
2/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock5K shares | 2/4/2026 | M · Option Exercise | −5K | 10.81 | — | 3.65K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned9.23K
Common Stock
IndirectShares owned3.25K
Total
12.49K indirect12.49K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 9.23K | Indirect |
| Common Stock | 3.25K | Indirect |
| Total | 12.49K | 12.49K indirect |
Derivative Holdings (Post-Transaction)2
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
1.50K
Shares owned
1.50K
Exercise price
10.37
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
7.91K
Shares owned
7.91K
Exercise price
11.35
Expiration
—
Exercise window
—
Total
Underlying
9.41K
Owned
9.41K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 10.37 | — | — | 1.50K | 1.50K |
| Stock Options Direct | Common Stock | 11.35 | — | — | 7.91K | 7.91K |
| Total | 9.41K | 9.41K | ||||