O'BRIEN KENNETH E (EVP and CIO) exercised options at RR DONNELLEY & SONS CO
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/8/2021ACC: 0001209191-21-018448
Officer· EVP and CIO
Since Aug 2018
-15.20K
Net shares
Net seller
$58.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
15.20K acquired · 30.39K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+15.20K
Price / share
—
Trade value
—
% of position
10.1%
3/4/2021
150.76K→165.96K
Common Stock
Direct
Shares
−15.20K
Price / share
$3.87
Trade value
$58.81K
% of position
9.2%
3/4/2021
165.96K→150.76K
Total
Net shares
+0.00
Net value
-$58.81K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/4/2021 | M · Option Exercise | +15.20K | — | — | 10.1% | 150.76K | 165.96K |
| Common Stock Direct | 3/4/2021 | D · Disposition | −15.20K | $3.87 | $58.81K | 9.2% | 165.96K | 150.76K |
| Total | +0.00 | -$58.81K | ||||||
Derivative Transactions1
Phantom Stock
Direct
Converts to
Common Stock
15.20K shares
Shares
−15.20K
Strike price
Held after
133.78K
Exercisable
—
3/4/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Direct | Common Stock15.20K shares | 3/4/2021 | M · Option Exercise | −15.20K | — | 133.78K |