O'BRIEN KENNETH E (EVP and CIO) received a stock award from RR DONNELLEY & SONS CO
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 3/4/2021ACC: 0001209191-21-018001
Officer· EVP and CIO
Since Aug 2018
+65.79K
Net shares
Net buyer
$220.3K
Total sold
0
Open market trades
0B · 0S
7
Total transactions
148.94K acquired · 83.15K disposed
Non-Derivative Transactions5
Common Stock
Direct
Shares
+34.42K
Price / share
—
Trade value
—
% of position
27.8%
3/2/2021
123.93K→158.35K
Common Stock
Direct
Shares
−34.42K
Price / share
$4.52
Trade value
$155.58K
% of position
21.7%
3/2/2021
158.35K→123.93K
Common Stock
Direct
Shares
−3.38K
Price / share
$4.52
Trade value
$15.27K
% of position
2.6%
3/2/2021
130.69K→127.31K
Common Stock
Direct
Shares
+34.38K
Price / share
—
Trade value
—
% of position
27.0%
3/2/2021
127.31K→161.69K
Common Stock
Direct
Shares
−10.93K
Price / share
$4.52
Trade value
$49.40K
% of position
6.8%
3/2/2021
161.69K→150.76K
Total
Net shares
+20.07K
Net value
-$220.25K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/2/2021 | M · Option Exercise | +34.42K | — | — | 27.8% | 123.93K | 158.35K |
| Common Stock Direct | 3/2/2021 | D · Disposition | −34.42K | $4.52 | $155.58K | 21.7% | 158.35K | 123.93K |
| Common Stock Direct | 3/2/2021 | F · Tax Withholding | −3.38K | $4.52 | $15.27K | 2.6% | 130.69K | 127.31K |
| Common Stock Direct | 3/2/2021 | A · Award | +34.38K | — | — | 27.0% | 127.31K | 161.69K |
| Common Stock Direct | 3/2/2021 | F · Tax Withholding | −10.93K | $4.52 | $49.40K | 6.8% | 161.69K | 150.76K |
| Total | +20.07K | -$220.25K | ||||||
Derivative Transactions2
Phantom Stock
Direct
Converts to
Common Stock
34.42K shares
Shares
−34.42K
Strike price
Held after
68.84K
Exercisable
—
3/2/2021
Phantom Stock
Direct
Converts to
Common Stock
80.14K shares
Shares
+80.14K
Strike price
Held after
148.98K
Exercisable
—
3/2/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Direct | Common Stock34.42K shares | 3/2/2021 | M · Option Exercise | −34.42K | — | 68.84K | |
| Phantom Stock Direct | Common Stock80.14K shares | 3/2/2021 | A · Award | +80.14K | — | 148.98K |