O'BRIEN KENNETH E (EVP and CIO) reported 1 transaction at RR DONNELLEY & SONS CO
Review the transaction codes below to understand the nature of each event.
Filed: 3/4/2020ACC: 0001209191-20-016376
Officer· EVP and CIO
Since Aug 2018
+97.63K
Net shares
Net buyer
$10.6K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
103.26K acquired · 5.63K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−5.63K
Price / share
$1.88
Trade value
$10.58K
% of position
4.5%
3/2/2020
124.30K→118.67K
Total
Net shares
−5.63K
Net value
-$10.58K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/2/2020 | F · Tax Withholding | −5.63K | $1.88 | $10.58K | 4.5% | 124.30K | 118.67K |
| Total | −5.63K | -$10.58K | ||||||
Derivative Transactions1
Phantom Stock
Direct
Converts to
Common Stock
103.26K shares
Shares
+103.26K
Strike price
Held after
103.26K
Exercisable
—
3/2/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Direct | Common Stock103.26K shares | 3/2/2020 | A · Award | +103.26K | — | 103.26K |