O'BRIEN JEAN-MARC EDWARD enters ALTERNUS ENERGY INC. with 6M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/15/2019ACC: 0001477932-19-005871
Other
6M
Baseline shares
100% direct
6M
Direct ownership
1 position
750K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned6M
Total
6M direct6M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6M | Direct |
| Total | 6M | 6M direct |
Derivative Holdings3
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
187.50K
Shares owned
N/A
Exercise price
0.20
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
93.75K
Shares owned
N/A
Exercise price
0.20
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock
Underlying shares
468.75K
Shares owned
N/A
Exercise price
0.20
Expiration
—
Exercise window
—
Total
Underlying
750K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Indirect | Common Stock | 0.20 | — | — | 187.50K | N/A |
| Warrants Direct | Common Stock | 0.20 | — | — | 93.75K | N/A |
| Warrants Direct | Common Stock | 0.20 | — | — | 468.75K | N/A |
| Total | 750K | 0.00 | ||||