OBF INVESTMENTS, LLC

PrivateCIK: 1857012

Location

LEXINGTON, MA

OBF INVESTMENTS, LLC reported 3 transactions at ISPECIMEN INC.

Review the transaction codes below to understand the nature of each event.

OBF INVESTMENTS, LLC

Filed: 6/23/2021ACC: 0001104659-21-084748

InsiderOBF INVESTMENTS, LLCCIK 1857012

→

IssuerISPECIMEN INC.CIK 1558569

10% Owner

Since Jun 2021

+671.00

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

8

Total transactions

842.65K acquired · 841.98K disposed

Non-Derivative Transactions3

Common Stock

Direct

C · Conversion

Shares

+250.46K

Price / share

—

Trade value

—

% of position

New position

6/21/2021

0.00→250.46K

Common Stock

Direct

C · Conversion

Shares

+472.49K

Price / share

—

Trade value

—

% of position

188.7%

6/21/2021

250.46K→722.95K

Common Stock

Direct

C · Conversion

Shares

+119.03K

Price / share

—

Trade value

—

% of position

16.5%

6/21/2021

722.95K→841.98K

Total

Net shares

+841.98K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/21/2021	C · Conversion	+250.46K	—	—	New position	0.00	250.46K
Common Stock Direct	6/21/2021	C · Conversion	+472.49K	—	—	188.7%	250.46K	722.95K
Common Stock Direct	6/21/2021	C · Conversion	+119.03K	—	—	16.5%	722.95K	841.98K
Total			+841.98K		$0.00

Derivative Transactions5

Series B Preferred Stock

Direct

C · Conversion

Converts to

Common Stock

250.46K shares

Shares

−250.46K

Strike price

Held after

0.00

Exercisable

—

6/21/2021

Convertible Note

Direct

J · J

Converts to

Common Stock

307.00 shares

Shares

+307.00

Strike price

Held after

472.49K

Exercisable

—

6/21/2021

Convertible Note

Direct

C · Conversion

Converts to

Common Stock

472.49K shares

Shares

−472.49K

Strike price

5.6

Held after

0.00

Exercisable

—

6/21/2021

Bridge Note

Direct

J · J

Converts to

Common Stock

364.00 shares

Shares

+364.00

Strike price

Held after

119.03K

Exercisable

—

6/21/2021

Bridge Note

Direct

C · Conversion

Converts to

Common Stock

119.03K shares

Shares

−119.03K

Strike price

5.6

Held after

0.00

Exercisable

—

6/21/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series B Preferred Stock Direct	Common Stock250.46K shares	6/21/2021	C · Conversion	−250.46K		—	0.00
Convertible Note Direct	Common Stock307.00 shares	6/21/2021	J · J	+307.00		—	472.49K
Convertible Note Direct	Common Stock472.49K shares	6/21/2021	C · Conversion	−472.49K	5.6	—	0.00
Bridge Note Direct	Common Stock364.00 shares	6/21/2021	J · J	+364.00		—	119.03K
Bridge Note Direct	Common Stock119.03K shares	6/21/2021	C · Conversion	−119.03K	5.6	—	0.00

OBF INVESTMENTS, LLC — Insider Transaction (Form 4) Filed Jun 23, 2021 | Finecho