OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 9/10/2026ACC: 0001213900-26-098638
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-290.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
290.00 disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
−290.00
Price / share
—
Trade value
—
% of position
1.5%
9/9/2026
18.77K→18.48K
Total
Net shares
−290.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/9/2026 | J · J | −290.00 | — | — | 1.5% | 18.77K | 18.48K |
| Total | −290.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned2.11K
Common Stock
IndirectShares owned94.16K
Common Stock
IndirectShares owned100K
Common Stock
DirectShares owned726.13K
Total
726.13K direct·196.26K indirect922.39K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.11K | Indirect |
| Common Stock | 94.16K | Indirect |
| Common Stock | 100K | Indirect |
| Common Stock | 726.13K | Direct |
| Total | 922.39K | 726.13K direct·196.26K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported