OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 8/19/2026ACC: 0001213900-26-091582
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-280.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
280.00 disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
−280.00
Price / share
—
Trade value
—
% of position
1.5%
8/18/2026
19.05K→18.77K
Total
Net shares
−280.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 8/18/2026 | J · J | −280.00 | — | — | 1.5% | 19.05K | 18.77K |
| Total | −280.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned92.86K
Common Stock
IndirectShares owned100K
Common Stock
DirectShares owned724.59K
Common Stock
IndirectShares owned2.08K
Total
724.59K direct·194.94K indirect919.53K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 92.86K | Indirect |
| Common Stock | 100K | Indirect |
| Common Stock | 724.59K | Direct |
| Common Stock | 2.08K | Indirect |
| Total | 919.53K | 724.59K direct·194.94K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported