OBERBECK CHRISTIAN L (CEO and Director) reported 3 transactions at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 12/11/2025ACC: 0001213900-25-120659
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-5.20K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
7.80K acquired · 13K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−5.20K
Price / share
—
Trade value
—
% of position
0.8%
12/11/2025
670.28K→665.09K
Common Stock
Direct
Shares
−7.80K
Price / share
—
Trade value
—
% of position
1.2%
12/11/2025
665.09K→657.28K
Common Stock
Indirect
Shares
+7.80K
Price / share
—
Trade value
—
% of position
10.3%
12/11/2025
75.94K→83.74K
Total
Net shares
−5.20K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/11/2025 | G · Gift | −5.20K | — | — | 0.8% | 670.28K | 665.09K |
| Common Stock Direct | 12/11/2025 | G · Gift | −7.80K | — | — | 1.2% | 665.09K | 657.28K |
| Common Stock Indirect | 12/11/2025 | G · Gift | +7.80K | — | — | 10.3% | 75.94K | 83.74K |
| Total | −5.20K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned100K
Common Stock
IndirectShares owned1.87K
Common Stock
IndirectShares owned73.61K
Total
175.48K indirect175.48K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 100K | Indirect |
| Common Stock | 1.87K | Indirect |
| Common Stock | 73.61K | Indirect |
| Total | 175.48K | 175.48K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported