OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 9/25/2025ACC: 0001213900-25-091660
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-606.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
606.00 disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
−606.00
Price / share
—
Trade value
—
% of position
0.7%
9/23/2025
87.21K→86.61K
Total
Net shares
−606.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/23/2025 | J · J | −606.00 | — | — | 0.7% | 87.21K | 86.61K |
| Total | −606.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned1.81K
Common Stock
IndirectShares owned100K
Common Stock
DirectShares owned651.98K
Common Stock
IndirectShares owned73.38K
Total
651.98K direct·175.19K indirect827.17K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.81K | Indirect |
| Common Stock | 100K | Indirect |
| Common Stock | 651.98K | Direct |
| Common Stock | 73.38K | Indirect |
| Total | 827.17K | 651.98K direct·175.19K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported