OBERBECK CHRISTIAN L (CEO and Director) reported 2 transactions at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 7/30/2025ACC: 0001213900-25-069447
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-28.31K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
28.31K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
−28.26K
Price / share
—
Trade value
—
% of position
24.0%
7/29/2025
117.77K→89.51K
Common Stock
Indirect
Shares
−48.00
Price / share
—
Trade value
—
% of position
0.1%
7/30/2025
89.51K→89.47K
Total
Net shares
−28.31K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 7/29/2025 | J · J | −28.26K | — | — | 24.0% | 117.77K | 89.51K |
| Common Stock Indirect | 7/30/2025 | J · J | −48.00 | — | — | 0.1% | 89.51K | 89.47K |
| Total | −28.31K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
DirectShares owned650.43K
Common Stock
IndirectShares owned72.63K
Common Stock
IndirectShares owned100K
Common Stock
IndirectShares owned1.79K
Total
650.43K direct·174.42K indirect824.84K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 650.43K | Direct |
| Common Stock | 72.63K | Indirect |
| Common Stock | 100K | Indirect |
| Common Stock | 1.79K | Indirect |
| Total | 824.84K | 650.43K direct·174.42K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported