OBERBECK CHRISTIAN L (CEO and Director) reported 3 transactions at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 12/3/2024ACC: 0001213900-24-104935
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-5.12K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
7.68K acquired · 12.80K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−5.12K
Price / share
—
Trade value
—
% of position
0.8%
12/2/2024
646.02K→640.90K
Common Stock
Direct
Shares
−7.68K
Price / share
—
Trade value
—
% of position
1.2%
12/2/2024
640.90K→633.22K
Common Stock
Indirect
Shares
+7.68K
Price / share
—
Trade value
—
% of position
13.6%
12/2/2024
56.62K→64.30K
Total
Net shares
−5.12K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/2/2024 | G · Gift | −5.12K | — | — | 0.8% | 646.02K | 640.90K |
| Common Stock Direct | 12/2/2024 | G · Gift | −7.68K | — | — | 1.2% | 640.90K | 633.22K |
| Common Stock Indirect | 12/2/2024 | G · Gift | +7.68K | — | — | 13.6% | 56.62K | 64.30K |
| Total | −5.12K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned117.77K
Common Stock
IndirectShares owned1.58K
Common Stock
IndirectShares owned100K
Total
219.36K indirect219.36K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 117.77K | Indirect |
| Common Stock | 1.58K | Indirect |
| Common Stock | 100K | Indirect |
| Total | 219.36K | 219.36K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported