OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 11/6/2024ACC: 0001213900-24-094961
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-430.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
430.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−430.00
Price / share
—
Trade value
—
% of position
0.1%
11/5/2024
646.45K→646.02K
Total
Net shares
−430.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/5/2024 | J · J | −430.00 | — | — | 0.1% | 646.45K | 646.02K |
| Total | −430.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned1.58K
Common Stock
IndirectShares owned117.77K
Common Stock
IndirectShares owned56.62K
Common Stock
IndirectShares owned100K
Total
275.98K indirect275.98K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.58K | Indirect |
| Common Stock | 117.77K | Indirect |
| Common Stock | 56.62K | Indirect |
| Common Stock | 100K | Indirect |
| Total | 275.98K | 275.98K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported