OBERBECK CHRISTIAN L (CEO and Director) reported 2 transactions at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 8/14/2024ACC: 0001213900-24-068861
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-27.89K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
27.89K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−27.26K
Price / share
—
Trade value
—
% of position
4.1%
8/12/2024
670.08K→642.83K
Common Stock
Direct
Shares
−635.00
Price / share
—
Trade value
—
% of position
0.1%
8/13/2024
642.83K→642.19K
Total
Net shares
−27.89K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/12/2024 | J · J | −27.26K | — | — | 4.1% | 670.08K | 642.83K |
| Common Stock Direct | 8/13/2024 | J · J | −635.00 | — | — | 0.1% | 642.83K | 642.19K |
| Total | −27.89K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)4
Common Stock
IndirectShares owned100K
Common Stock
IndirectShares owned117.77K
Common Stock
IndirectShares owned1.53K
Common Stock
IndirectShares owned54.70K
Total
274.01K indirect274.01K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 100K | Indirect |
| Common Stock | 117.77K | Indirect |
| Common Stock | 1.53K | Indirect |
| Common Stock | 54.70K | Indirect |
| Total | 274.01K | 274.01K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported