OBERBECK CHRISTIAN L (CEO and Director) reported 3 transactions at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 12/15/2023ACC: 0001213900-23-095911
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-4.47K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
6.71K acquired · 11.18K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−4.47K
Price / share
—
Trade value
—
% of position
0.7%
12/13/2023
666.34K→661.87K
Common Stock
Direct
Shares
−6.71K
Price / share
—
Trade value
—
% of position
1.0%
12/13/2023
661.87K→655.16K
Common Stock
Indirect
Shares
+6.71K
Price / share
—
Trade value
—
% of position
16.0%
12/13/2023
42.05K→48.76K
Total
Net shares
−4.47K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/13/2023 | G · Gift | −4.47K | — | — | 0.7% | 666.34K | 661.87K |
| Common Stock Direct | 12/13/2023 | G · Gift | −6.71K | — | — | 1.0% | 661.87K | 655.16K |
| Common Stock Indirect | 12/13/2023 | G · Gift | +6.71K | — | — | 16.0% | 42.05K | 48.76K |
| Total | −4.47K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned100K
Common Stock
IndirectShares owned117.77K
Common Stock
IndirectShares owned1.35K
Total
219.13K indirect219.13K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 100K | Indirect |
| Common Stock | 117.77K | Indirect |
| Common Stock | 1.35K | Indirect |
| Total | 219.13K | 219.13K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported