OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 8/18/2023ACC: 0001213900-23-068712
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-26.50K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
26.50K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−26.50K
Price / share
—
Trade value
—
% of position
3.8%
8/16/2023
692.84K→666.34K
Total
Net shares
−26.50K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/16/2023 | J · J | −26.50K | — | — | 3.8% | 692.84K | 666.34K |
| Total | −26.50K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned1.35K
Common Stock
IndirectShares owned217.77K
Common Stock
IndirectShares owned42.05K
Total
261.18K indirect261.18K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.35K | Indirect |
| Common Stock | 217.77K | Indirect |
| Common Stock | 42.05K | Indirect |
| Total | 261.18K | 261.18K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported