OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 3/22/2023ACC: 0001213900-23-022012
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-100.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
100.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−100.00
Price / share
—
Trade value
—
% of position
0.0%
3/21/2023
684.73K→684.63K
Total
Net shares
−100.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/21/2023 | J · J | −100.00 | — | — | 0.0% | 684.73K | 684.63K |
| Total | −100.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned1.28K
Common Stock
IndirectShares owned217.77K
Common Stock
IndirectShares owned39.74K
Total
258.79K indirect258.79K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.28K | Indirect |
| Common Stock | 217.77K | Indirect |
| Common Stock | 39.74K | Indirect |
| Total | 258.79K | 258.79K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported