OBERBECK CHRISTIAN L (CEO and Director) reported 4 transactions at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 12/8/2022ACC: 0001213900-22-078558
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-4.59K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
6.31K acquired · 10.90K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
−4.21K
Price / share
—
Trade value
—
% of position
0.6%
12/5/2022
692.75K→688.54K
Common Stock
Direct
Shares
−6.31K
Price / share
—
Trade value
—
% of position
0.9%
12/5/2022
688.54K→682.23K
Common Stock
Indirect
Shares
+6.31K
Price / share
—
Trade value
—
% of position
19.5%
12/5/2022
32.34K→38.65K
Common Stock
Direct
Shares
−379.00
Price / share
—
Trade value
—
% of position
0.1%
12/6/2022
682.23K→681.85K
Total
Net shares
−4.59K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/5/2022 | G · Gift | −4.21K | — | — | 0.6% | 692.75K | 688.54K |
| Common Stock Direct | 12/5/2022 | G · Gift | −6.31K | — | — | 0.9% | 688.54K | 682.23K |
| Common Stock Indirect | 12/5/2022 | G · Gift | +6.31K | — | — | 19.5% | 32.34K | 38.65K |
| Common Stock Direct | 12/6/2022 | G · Gift | −379.00 | — | — | 0.1% | 682.23K | 681.85K |
| Total | −4.59K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1.25K
Common Stock
IndirectShares owned217.77K
Total
219.02K indirect219.02K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.25K | Indirect |
| Common Stock | 217.77K | Indirect |
| Total | 219.02K | 219.02K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported