OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 9/28/2022ACC: 0001213900-22-059765
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-4K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
4K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−4K
Price / share
—
Trade value
—
% of position
0.6%
9/27/2022
694.55K→690.55K
Total
Net shares
−4K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/27/2022 | J · J | −4K | — | — | 0.6% | 694.55K | 690.55K |
| Total | −4K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned217.77K
Common Stock
IndirectShares owned1.22K
Common Stock
IndirectShares owned31.57K
Total
250.56K indirect250.56K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 217.77K | Indirect |
| Common Stock | 1.22K | Indirect |
| Common Stock | 31.57K | Indirect |
| Total | 250.56K | 250.56K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported