OBERBECK CHRISTIAN L (CEO and Director) reported 3 transactions at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 12/13/2021ACC: 0001213900-21-065067
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-3.94K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
5.92K acquired · 9.86K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
−3.94K
Price / share
—
Trade value
—
% of position
0.6%
12/9/2021
711.83K→707.88K
Common Stock
Direct
Shares
−5.92K
Price / share
—
Trade value
—
% of position
0.8%
12/9/2021
707.88K→701.97K
Common Stock
Indirect
Shares
+5.92K
Price / share
—
Trade value
—
% of position
24.9%
12/9/2021
23.72K→29.63K
Total
Net shares
−3.94K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/9/2021 | G · Gift | −3.94K | — | — | 0.6% | 711.83K | 707.88K |
| Common Stock Direct | 12/9/2021 | G · Gift | −5.92K | — | — | 0.8% | 707.88K | 701.97K |
| Common Stock Indirect | 12/9/2021 | G · Gift | +5.92K | — | — | 24.9% | 23.72K | 29.63K |
| Total | −3.94K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned217.77K
Total
217.77K indirect217.77K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 217.77K | Indirect |
| Total | 217.77K | 217.77K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported