OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 10/14/2021ACC: 0001213900-21-052895
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-346.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
346.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−346.00
Price / share
—
Trade value
—
% of position
0.0%
10/14/2021
712.17K→711.83K
Total
Net shares
−346.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/14/2021 | J · J | −346.00 | — | — | 0.0% | 712.17K | 711.83K |
| Total | −346.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned217.77K
Common Stock
IndirectShares owned1.14K
Common Stock
IndirectShares owned23.72K
Total
242.63K indirect242.63K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 217.77K | Indirect |
| Common Stock | 1.14K | Indirect |
| Common Stock | 23.72K | Indirect |
| Total | 242.63K | 242.63K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported