OBERBECK CHRISTIAN L (CEO and Director) reported 1 transaction at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 8/25/2021ACC: 0001213900-21-044729
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-199.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
199.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−199.00
Price / share
—
Trade value
—
% of position
0.0%
8/24/2021
710.58K→710.38K
Total
Net shares
−199.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/24/2021 | J · J | −199.00 | — | — | 0.0% | 710.58K | 710.38K |
| Total | −199.00 | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned1.12K
Common Stock
IndirectShares owned217.77K
Common Stock
IndirectShares owned23.27K
Total
242.16K indirect242.16K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.12K | Indirect |
| Common Stock | 217.77K | Indirect |
| Common Stock | 23.27K | Indirect |
| Total | 242.16K | 242.16K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported