OBERBECK CHRISTIAN L (CEO and Director) reported 2 transactions at SARATOGA INVESTMENT CORP.
Review the transaction codes below to understand the nature of each event.
Filed: 6/14/2021ACC: 0001213900-21-032361
DirectorOfficer10% Owner· CEO and Director
Since Sep 2018
-13.88K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
13.88K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−998.00
Price / share
—
Trade value
—
% of position
0.1%
5/10/2021
722.87K→721.87K
Common Stock
Direct
Shares
−12.88K
Price / share
—
Trade value
—
% of position
1.8%
6/10/2021
721.87K→708.99K
Total
Net shares
−13.88K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/10/2021 | J · J | −998.00 | — | — | 0.1% | 722.87K | 721.87K |
| Common Stock Direct | 6/10/2021 | J · J | −12.88K | — | — | 1.8% | 721.87K | 708.99K |
| Total | −13.88K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned217.77K
Common Stock
IndirectShares owned22.86K
Common Stock
IndirectShares owned1.10K
Total
241.74K indirect241.74K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 217.77K | Indirect |
| Common Stock | 22.86K | Indirect |
| Common Stock | 1.10K | Indirect |
| Total | 241.74K | 241.74K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported