OAKWORTH CAPITAL, INC.

Filed: 10/31/2023ACC: 0001140361-23-050463

📋 What this filing means

OAKWORTH CAPITAL, INC. filed this quarterly 13F‑HR report disclosing 599 equity positions with a total reported market value of $1.10B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

599

Positions

$1.10B

Total AUM (reported)

12.54M

Total Shares

Allocation by class

MUTUAL FUND/STO$664.96M60.5%

COMMON STOCK$271.93M24.7%

MUTUAL FUND/COR$143.49M13.0%

MUTUAL FUND/GOV$14.76M1.3%

FOREIGN STOCK$4.14M0.4%

MUTUAL FUNDS GL$204.6K0.0%

PARTNERSHIPS$199.2K0.0%

Portfolio Concentration

Top 3$308.44M28.0%

4–10$383.10M34.8%

11–25$267.74M24.3%

Rest$140.64M12.8%

Top 3 weight

28.0%

Top 10 weight

62.9%

Voting Authority Distribution

Total shares with voting rights: 12.54M

Sole

Full voting authority

12.34M

% of voting shares98.4%

Shared

Joint voting authority

198.78K

% of voting shares1.6%

None

No voting authority

1.49K

% of voting shares0.0%

Investment Discretion (by position count)

Sole590

Shared0

Other9

Dominant voting typeSole · 98.4% of voting shares

Institutional Holdings599

Rows:

ISHARES RUSSELL 1000 GROWTH

SOLE

MUTUAL FUND/STO

Shares454.73K

TypeSH

Market value$120.95M

11.00%

Sole

451.10K

Shared

3.54K

None

91.00

ISHARES RUSSELL 1000 VALUE (MKT)

SOLE

MUTUAL FUND/STO

Shares719.64K

TypeSH

Market value$109.26M

9.93%

Sole

715.75K

Shared

3.74K

None

147.00

ISHARES CORE TOTAL US BOND

SOLE

MUTUAL FUND/COR

Shares831.85K

TypeSH

Market value$78.23M

7.11%

Sole

830.95K

Shared

787.00

None

107.00

VANGUARD FTSE DEVELOPED MARKETS

SOLE

MUTUAL FUND/STO

Shares1.77M

TypeSH

Market value$77.31M

7.03%

Sole

1.76M

Shared

7.18K

None

268.00

ISHARES RUSSELL MID-CAP (MKT)

SOLE

MUTUAL FUND/STO

Shares1.06M

TypeSH

Market value$73.74M

6.70%

Sole

1.06M

Shared

5.78K

None

135.00

SPDR PORTFOLIO SHORT

SOLE

MUTUAL FUND/COR

Shares1.96M

TypeSH

Market value$57.46M

5.22%

Sole

1.96M

Shared

1.82K

None

288.00

ISHARES CORE S&P SMALL-CAP (MKT)

SOLE

MUTUAL FUND/STO

Shares579.37K

TypeSH

Market value$54.65M

4.97%

Sole

577.73K

Shared

1.56K

None

77.00

ISHARES S&P 100 (MKT)

SOLE

MUTUAL FUND/STO

Shares247.19K

TypeSH

Market value$49.60M

4.51%

Sole

244.89K

Shared

2.26K

None

38.00

APPLE INC

SOLE

COMMON STOCK

Shares221.47K

TypeSH

Market value$37.92M

3.45%

Sole

215.70K

Shared

5.77K

None

6.00

JPMORGAN EQUITY

SOLE

MUTUAL FUND/STO

Shares605.27K

TypeSH

Market value$32.42M

2.95%

Sole

604.33K

Shared

871.00

None

65.00

JP MORGAN CHASE & CO

SOLE

COMMON STOCK

Shares204.70K

TypeSH

Market value$29.69M

2.70%

Sole

202.10K

Shared

2.58K

None

10.00

SPDR S&P OIL & GAS EXPLOR

SOLE

MUTUAL FUND/STO

Shares194.61K

TypeSH

Market value$28.78M

2.62%

Sole

194.16K

Shared

414.00

None

31.00

ALPHABET INC

SOLE

COMMON STOCK

Shares197.40K

TypeSH

Market value$26.03M

2.37%

Sole

194.17K

Shared

3.23K

None

9.00

TECHNOLOGY SELECT SECTOR SPDRR

SOLE

MUTUAL FUND/STO

Shares154.30K

TypeSH

Market value$25.29M

2.30%

Sole

152.93K

Shared

1.34K

None

21.00

WALMART INC

SOLE

COMMON STOCK

Shares137.40K

TypeSH

Market value$21.97M

2.00%

Sole

135.95K

Shared

1.44K

None

8.00

ISHARES US HEALTHCARE (MKT)

SOLE

MUTUAL FUND/STO

Shares78.78K

TypeSH

Market value$21.28M

1.93%

Sole

78.30K

Shared

469.00

None

10.00

CONSUMER STAPLES SELECT SECTOR

SOLE

MUTUAL FUND/STO

Shares252.23K

TypeSH

Market value$17.36M

1.58%

Sole

250.42K

Shared

1.78K

None

29.00

SPDR S&P 500 (MKT)

SOLE

MUTUAL FUND/STO

Shares38.54K

TypeSH

Market value$16.48M

1.50%

Sole

37.70K

Shared

842.00

None

0.00

MICROSOFT CORP

SOLE

COMMON STOCK

Shares45.94K

TypeSH

Market value$14.50M

1.32%

Sole

40.89K

Shared

5.05K

None

0.00

ISHARES CORE U.S. TREASURY

SOLE

MUTUAL FUND/GOV

Shares650.99K

TypeSH

Market value$14.35M

1.30%

Sole

650.11K

Shared

760.00

None

121.00

GENERAL DYNAMICS CORP

SOLE

COMMON STOCK

Shares56.23K

TypeSH

Market value$12.43M

1.13%

Sole

55.93K

Shared

306.00

None

3.00

SPDR S&P BIOTECH ETF (MKT)

SOLE

MUTUAL FUND/STO

Shares162.51K

TypeSH

Market value$11.87M

1.08%

Sole

162.22K

Shared

271.00

None

19.00

ENCORE WIRE CORP

SOLE

COMMON STOCK

Shares64.70K

TypeSH

Market value$11.80M

1.07%

Sole

64.36K

Shared

336.00

None

0.00

SPDR GOLD SHARES (MKT)

SOLE

MUTUAL FUND/STO

Shares54.59K

TypeSH

Market value$9.36M

0.85%

Sole

54.26K

Shared

333.00

None

2.00

VANGUARD ULTRA-SHORT BD ETF

SOLE

MUTUAL FUND/COR

Shares133.24K

TypeSH

Market value$6.55M

0.60%

Sole

132.77K

Shared

477.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES RUSSELL 1000 GROWTHSOLE	MUTUAL FUND/STO	454.73K	SH	$120.95M 11.00%	451.10K	3.54K	91.00
ISHARES RUSSELL 1000 VALUE (MKT)SOLE	MUTUAL FUND/STO	719.64K	SH	$109.26M 9.93%	715.75K	3.74K	147.00
ISHARES CORE TOTAL US BONDSOLE	MUTUAL FUND/COR	831.85K	SH	$78.23M 7.11%	830.95K	787.00	107.00
VANGUARD FTSE DEVELOPED MARKETSSOLE	MUTUAL FUND/STO	1.77M	SH	$77.31M 7.03%	1.76M	7.18K	268.00
ISHARES RUSSELL MID-CAP (MKT)SOLE	MUTUAL FUND/STO	1.06M	SH	$73.74M 6.70%	1.06M	5.78K	135.00
SPDR PORTFOLIO SHORTSOLE	MUTUAL FUND/COR	1.96M	SH	$57.46M 5.22%	1.96M	1.82K	288.00
ISHARES CORE S&P SMALL-CAP (MKT)SOLE	MUTUAL FUND/STO	579.37K	SH	$54.65M 4.97%	577.73K	1.56K	77.00
ISHARES S&P 100 (MKT)SOLE	MUTUAL FUND/STO	247.19K	SH	$49.60M 4.51%	244.89K	2.26K	38.00
APPLE INCSOLE	COMMON STOCK	221.47K	SH	$37.92M 3.45%	215.70K	5.77K	6.00
JPMORGAN EQUITYSOLE	MUTUAL FUND/STO	605.27K	SH	$32.42M 2.95%	604.33K	871.00	65.00
JP MORGAN CHASE & COSOLE	COMMON STOCK	204.70K	SH	$29.69M 2.70%	202.10K	2.58K	10.00
SPDR S&P OIL & GAS EXPLORSOLE	MUTUAL FUND/STO	194.61K	SH	$28.78M 2.62%	194.16K	414.00	31.00
ALPHABET INCSOLE	COMMON STOCK	197.40K	SH	$26.03M 2.37%	194.17K	3.23K	9.00
TECHNOLOGY SELECT SECTOR SPDRRSOLE	MUTUAL FUND/STO	154.30K	SH	$25.29M 2.30%	152.93K	1.34K	21.00
WALMART INCSOLE	COMMON STOCK	137.40K	SH	$21.97M 2.00%	135.95K	1.44K	8.00
ISHARES US HEALTHCARE (MKT)SOLE	MUTUAL FUND/STO	78.78K	SH	$21.28M 1.93%	78.30K	469.00	10.00
CONSUMER STAPLES SELECT SECTORSOLE	MUTUAL FUND/STO	252.23K	SH	$17.36M 1.58%	250.42K	1.78K	29.00
SPDR S&P 500 (MKT)SOLE	MUTUAL FUND/STO	38.54K	SH	$16.48M 1.50%	37.70K	842.00	0.00
MICROSOFT CORPSOLE	COMMON STOCK	45.94K	SH	$14.50M 1.32%	40.89K	5.05K	0.00
ISHARES CORE U.S. TREASURYSOLE	MUTUAL FUND/GOV	650.99K	SH	$14.35M 1.30%	650.11K	760.00	121.00
GENERAL DYNAMICS CORPSOLE	COMMON STOCK	56.23K	SH	$12.43M 1.13%	55.93K	306.00	3.00
SPDR S&P BIOTECH ETF (MKT)SOLE	MUTUAL FUND/STO	162.51K	SH	$11.87M 1.08%	162.22K	271.00	19.00
ENCORE WIRE CORPSOLE	COMMON STOCK	64.70K	SH	$11.80M 1.07%	64.36K	336.00	0.00
SPDR GOLD SHARES (MKT)SOLE	MUTUAL FUND/STO	54.59K	SH	$9.36M 0.85%	54.26K	333.00	2.00
VANGUARD ULTRA-SHORT BD ETFSOLE	MUTUAL FUND/COR	133.24K	SH	$6.55M 0.60%	132.77K	477.00	0.00

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