Filed: 11/1/2023ACC: 0001085146-23-004013
📋 What this filing means
NWAM LLC filed this quarterly 13F‑HR report disclosing 499 equity positions with a total reported market value of $985.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
499
Positions
$985.90M
Total AUM (reported)
13.79M
Total Shares
Allocation by class
COM$392.03M39.8%
CORE S&P500 ETF$44.71M4.5%
UNIT SER 1$23.82M2.4%
GROWTH ETF$21.87M2.2%
CL B NEW$21.53M2.2%
CORE MSCI EAFE$20.22M2.1%
COM NEW$16.29M1.7%
Portfolio Concentration
Top 3$163.83M16.6%
4–10$133.20M13.5%
11–25$133.72M13.6%
Rest$555.15M56.3%
Top 3 weight
16.6%
Top 10 weight
30.1%
Voting Authority Distribution
Total shares with voting rights: 13.79M
Sole
Full voting authority
13.79M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole499
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings499
Rows:
MICROSOFT CORP
SOLEShares197.55K
TypeSH
Market value$62.38M
6.33%
Sole
197.55K
Shared
0.00
None
0.00
APPLE INC
SOLEShares331.45K
TypeSH
Market value$56.75M
5.76%
Sole
331.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares104.11K
TypeSH
Market value$44.71M
4.53%
Sole
104.11K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares66.48K
TypeSH
Market value$23.82M
2.42%
Sole
66.48K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares80.31K
TypeSH
Market value$21.87M
2.22%
Sole
80.31K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares61.45K
TypeSH
Market value$21.53M
2.18%
Sole
61.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares314.18K
TypeSH
Market value$20.22M
2.05%
Sole
314.18K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares137.12K
TypeSH
Market value$16.12M
1.64%
Sole
137.12K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares117.31K
TypeSH
Market value$14.91M
1.51%
Sole
117.31K
Shared
0.00
None
0.00
TESLA INC
SOLEShares58.87K
TypeSH
Market value$14.73M
1.49%
Sole
58.87K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares130.29K
TypeSH
Market value$12.27M
1.24%
Sole
130.29K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares21.14K
TypeSH
Market value$11.94M
1.21%
Sole
21.14K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares76.98K
TypeSH
Market value$10.15M
1.03%
Sole
76.98K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares22.42K
TypeSH
Market value$9.75M
0.99%
Sole
22.42K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares230.84K
TypeSH
Market value$9.52M
0.97%
Sole
230.84K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares21.75K
TypeSH
Market value$9.30M
0.94%
Sole
21.75K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares64.33K
TypeSH
Market value$8.42M
0.85%
Sole
64.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares89.30K
TypeSH
Market value$8.40M
0.85%
Sole
89.30K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares30.97K
TypeSH
Market value$8.24M
0.84%
Sole
30.97K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares86.69K
TypeSH
Market value$8.18M
0.83%
Sole
86.69K
Shared
0.00
None
0.00
AMERICAN CENTY ETF TR
SOLEShares103.32K
TypeSH
Market value$8.05M
0.82%
Sole
103.32K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares22.74K
TypeSH
Market value$7.85M
0.80%
Sole
22.74K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares56.56K
TypeSH
Market value$7.80M
0.79%
Sole
56.56K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares276.71K
TypeSH
Market value$7.25M
0.74%
Sole
276.71K
Shared
0.00
None
0.00
DANAHER CORPORATION
SOLEShares26.59K
TypeSH
Market value$6.60M
0.67%
Sole
26.59K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 197.55K | SH | $62.38M 6.33% | 197.55K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 331.45K | SH | $56.75M 5.76% | 331.45K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 104.11K | SH | $44.71M 4.53% | 104.11K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 66.48K | SH | $23.82M 2.42% | 66.48K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 80.31K | SH | $21.87M 2.22% | 80.31K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 61.45K | SH | $21.53M 2.18% | 61.45K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 314.18K | SH | $20.22M 2.05% | 314.18K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 137.12K | SH | $16.12M 1.64% | 137.12K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 117.31K | SH | $14.91M 1.51% | 117.31K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 58.87K | SH | $14.73M 1.49% | 58.87K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 130.29K | SH | $12.27M 1.24% | 130.29K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 21.14K | SH | $11.94M 1.21% | 21.14K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 76.98K | SH | $10.15M 1.03% | 76.98K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 22.42K | SH | $9.75M 0.99% | 22.42K | 0.00 | 0.00 |
SPDR SER TRSOLE | PRTFLO S&P500 VL | 230.84K | SH | $9.52M 0.97% | 230.84K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 21.75K | SH | $9.30M 0.94% | 21.75K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 64.33K | SH | $8.42M 0.85% | 64.33K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 89.30K | SH | $8.40M 0.85% | 89.30K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 30.97K | SH | $8.24M 0.84% | 30.97K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 86.69K | SH | $8.18M 0.83% | 86.69K | 0.00 | 0.00 |
AMERICAN CENTY ETF TRSOLE | US SML CP VALU | 103.32K | SH | $8.05M 0.82% | 103.32K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | OIL SERVICES ETF | 22.74K | SH | $7.85M 0.80% | 22.74K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 56.56K | SH | $7.80M 0.79% | 56.56K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 276.71K | SH | $7.25M 0.74% | 276.71K | 0.00 | 0.00 |
DANAHER CORPORATIONSOLE | COM | 26.59K | SH | $6.60M 0.67% | 26.59K | 0.00 | 0.00 |
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