Filed: 8/10/2023ACC: 0001085146-23-003197
📋 What this filing means
NWAM LLC filed this quarterly 13F‑HR report disclosing 535 equity positions with a total reported market value of $1.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
535
Positions
$1.22B
Total AUM (reported)
15.42M
Total Shares
Allocation by class
COM$449.14M36.9%
CORE S&P500 ETF$56.99M4.7%
GROWTH ETF$34.59M2.8%
VALUE ETF$24.73M2.0%
UNIT SER 1$24.01M2.0%
CL B NEW$20.06M1.6%
CORE MSCI EAFE$19.87M1.6%
Portfolio Concentration
Top 3$206.15M16.9%
4–10$156.85M12.9%
11–25$165.42M13.6%
Rest$688.83M56.6%
Top 3 weight
16.9%
Top 10 weight
29.8%
Voting Authority Distribution
Total shares with voting rights: 15.42M
Sole
Full voting authority
15.42M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole535
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings535
Rows:
MICROSOFT CORP
SOLEShares255.36K
TypeSH
Market value$86.96M
7.14%
Sole
255.36K
Shared
0.00
None
0.00
APPLE INC
SOLEShares320.67K
TypeSH
Market value$62.20M
5.11%
Sole
320.67K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares127.87K
TypeSH
Market value$56.99M
4.68%
Sole
127.87K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares122.23K
TypeSH
Market value$34.59M
2.84%
Sole
122.23K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares174K
TypeSH
Market value$24.73M
2.03%
Sole
174K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares64.98K
TypeSH
Market value$24.01M
1.97%
Sole
64.98K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares58.83K
TypeSH
Market value$20.06M
1.65%
Sole
58.83K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares294.35K
TypeSH
Market value$19.87M
1.63%
Sole
294.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares64.15K
TypeSH
Market value$17.65M
1.45%
Sole
64.15K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares211.06K
TypeSH
Market value$15.95M
1.31%
Sole
211.06K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares117.40K
TypeSH
Market value$15.30M
1.26%
Sole
117.40K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares136.13K
TypeSH
Market value$14.60M
1.20%
Sole
136.13K
Shared
0.00
None
0.00
TESLA INC
SOLEShares52.97K
TypeSH
Market value$13.87M
1.14%
Sole
52.97K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares121.49K
TypeSH
Market value$12.11M
0.99%
Sole
121.49K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares121.97K
TypeSH
Market value$11.93M
0.98%
Sole
121.97K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares111.41K
TypeSH
Market value$11.82M
0.97%
Sole
111.41K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares162.33K
TypeSH
Market value$11.80M
0.97%
Sole
162.33K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares21.31K
TypeSH
Market value$11.47M
0.94%
Sole
21.31K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares103.55K
TypeSH
Market value$10.14M
0.83%
Sole
103.55K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares22.25K
TypeSH
Market value$9.86M
0.81%
Sole
22.25K
Shared
0.00
None
0.00
AMERICAN CENTY ETF TR
SOLEShares118.30K
TypeSH
Market value$9.18M
0.75%
Sole
118.30K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares75.32K
TypeSH
Market value$9.11M
0.75%
Sole
75.32K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares108.70K
TypeSH
Market value$9.08M
0.75%
Sole
108.70K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares63.84K
TypeSH
Market value$7.64M
0.63%
Sole
63.84K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares47.51K
TypeSH
Market value$7.50M
0.62%
Sole
47.51K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MICROSOFT CORPSOLE | COM | 255.36K | SH | $86.96M 7.14% | 255.36K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 320.67K | SH | $62.20M 5.11% | 320.67K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 127.87K | SH | $56.99M 4.68% | 127.87K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 122.23K | SH | $34.59M 2.84% | 122.23K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 174K | SH | $24.73M 2.03% | 174K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 64.98K | SH | $24.01M 1.97% | 64.98K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 58.83K | SH | $20.06M 1.65% | 58.83K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 294.35K | SH | $19.87M 1.63% | 294.35K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 64.15K | SH | $17.65M 1.45% | 64.15K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 211.06K | SH | $15.95M 1.31% | 211.06K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 117.40K | SH | $15.30M 1.26% | 117.40K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 136.13K | SH | $14.60M 1.20% | 136.13K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 52.97K | SH | $13.87M 1.14% | 52.97K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 121.49K | SH | $12.11M 0.99% | 121.49K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 121.97K | SH | $11.93M 0.98% | 121.97K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 111.41K | SH | $11.82M 0.97% | 111.41K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 162.33K | SH | $11.80M 0.97% | 162.33K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 21.31K | SH | $11.47M 0.94% | 21.31K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 103.55K | SH | $10.14M 0.83% | 103.55K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.25K | SH | $9.86M 0.81% | 22.25K | 0.00 | 0.00 |
AMERICAN CENTY ETF TRSOLE | US SML CP VALU | 118.30K | SH | $9.18M 0.75% | 118.30K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 75.32K | SH | $9.11M 0.75% | 75.32K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 108.70K | SH | $9.08M 0.75% | 108.70K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 63.84K | SH | $7.64M 0.63% | 63.84K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 47.51K | SH | $7.50M 0.62% | 47.51K | 0.00 | 0.00 |
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