Filed: 5/12/2023ACC: 0001085146-23-002304
📋 What this filing means
NWAM LLC filed this quarterly 13F‑HR report disclosing 479 equity positions with a total reported market value of $986.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
479
Positions
$986.08M
Total AUM (reported)
13.09M
Total Shares
Allocation by class
COM$390.13M39.6%
CORE S&P500 ETF$62.37M6.3%
CORE MSCI EAFE$19.16M1.9%
GROWTH ETF$18.92M1.9%
COM NEW$18.73M1.9%
CL B NEW$15.35M1.6%
CORE S&P TTL STK$13.66M1.4%
Portfolio Concentration
Top 3$202.73M20.6%
4–10$106.21M10.8%
11–25$122.14M12.4%
Rest$555.00M56.3%
Top 3 weight
20.6%
Top 10 weight
31.3%
Voting Authority Distribution
Total shares with voting rights: 13.09M
Sole
Full voting authority
13.09M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole479
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings479
Rows:
APPLE INC
SOLEShares437.56K
TypeSH
Market value$72.15M
7.32%
Sole
437.56K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares236.56K
TypeSH
Market value$68.20M
6.92%
Sole
236.56K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares151.73K
TypeSH
Market value$62.37M
6.33%
Sole
151.73K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares286.69K
TypeSH
Market value$19.16M
1.94%
Sole
286.69K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares75.83K
TypeSH
Market value$18.92M
1.92%
Sole
75.83K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares49.71K
TypeSH
Market value$15.35M
1.56%
Sole
49.71K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares124.74K
TypeSH
Market value$13.68M
1.39%
Sole
124.74K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares150.89K
TypeSH
Market value$13.66M
1.39%
Sole
150.89K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares54.71K
TypeSH
Market value$13.37M
1.36%
Sole
54.71K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares87.39K
TypeSH
Market value$12.07M
1.22%
Sole
87.39K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares36.98K
TypeSH
Market value$11.87M
1.20%
Sole
36.98K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares109.20K
TypeSH
Market value$11.28M
1.14%
Sole
109.20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares232.79K
TypeSH
Market value$10.74M
1.09%
Sole
232.79K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares20K
TypeSH
Market value$9.94M
1.01%
Sole
20K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares90.31K
TypeSH
Market value$9.00M
0.91%
Sole
90.31K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares92.28K
TypeSH
Market value$8.92M
0.90%
Sole
92.28K
Shared
0.00
None
0.00
TESLA INC
SOLEShares40.45K
TypeSH
Market value$8.39M
0.85%
Sole
40.45K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares49.02K
TypeSH
Market value$7.46M
0.76%
Sole
49.02K
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP
SOLEShares69.24K
TypeSH
Market value$6.78M
0.69%
Sole
69.24K
Shared
0.00
None
0.00
VANECK ETF TRUST
SOLEShares23.17K
TypeSH
Market value$6.42M
0.65%
Sole
23.17K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares61.65K
TypeSH
Market value$6.41M
0.65%
Sole
61.65K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares15.64K
TypeSH
Market value$6.40M
0.65%
Sole
15.64K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares59.71K
TypeSH
Market value$6.22M
0.63%
Sole
59.71K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares81.03K
TypeSH
Market value$6.20M
0.63%
Sole
81.03K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares82.74K
TypeSH
Market value$6.11M
0.62%
Sole
82.74K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 437.56K | SH | $72.15M 7.32% | 437.56K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 236.56K | SH | $68.20M 6.92% | 236.56K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 151.73K | SH | $62.37M 6.33% | 151.73K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 286.69K | SH | $19.16M 1.94% | 286.69K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 75.83K | SH | $18.92M 1.92% | 75.83K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 49.71K | SH | $15.35M 1.56% | 49.71K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 124.74K | SH | $13.68M 1.39% | 124.74K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 150.89K | SH | $13.66M 1.39% | 150.89K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 54.71K | SH | $13.37M 1.36% | 54.71K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 87.39K | SH | $12.07M 1.22% | 87.39K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 36.98K | SH | $11.87M 1.20% | 36.98K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 109.20K | SH | $11.28M 1.14% | 109.20K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE TOTAL USD | 232.79K | SH | $10.74M 1.09% | 232.79K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 20K | SH | $9.94M 1.01% | 20K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 90.31K | SH | $9.00M 0.91% | 90.31K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 92.28K | SH | $8.92M 0.90% | 92.28K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 40.45K | SH | $8.39M 0.85% | 40.45K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 49.02K | SH | $7.46M 0.76% | 49.02K | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 69.24K | SH | $6.78M 0.69% | 69.24K | 0.00 | 0.00 |
VANECK ETF TRUSTSOLE | OIL SERVICES ETF | 23.17K | SH | $6.42M 0.65% | 23.17K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 61.65K | SH | $6.41M 0.65% | 61.65K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 15.64K | SH | $6.40M 0.65% | 15.64K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 59.71K | SH | $6.22M 0.63% | 59.71K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 81.03K | SH | $6.20M 0.63% | 81.03K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 82.74K | SH | $6.11M 0.62% | 82.74K | 0.00 | 0.00 |
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