Filed: 2/8/2023ACC: 0001085146-23-000773
📋 What this filing means
NWAM LLC filed this quarterly 13F‑HR report disclosing 512 equity positions with a total reported market value of $1.13B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
512
Positions
$1.13B
Total AUM (reported)
14.14M
Total Shares
Allocation by class
COM$388.96M34.5%
CORE S&P500 ETF$62.87M5.6%
VALUE ETF$25.35M2.2%
COM NEW$22.86M2.0%
GROWTH ETF$20.99M1.9%
CL B NEW$18.93M1.7%
SHORT TRM BOND$16.24M1.4%
Portfolio Concentration
Top 3$187.12M16.6%
4–10$127.97M11.3%
11–25$145.16M12.9%
Rest$668.43M59.2%
Top 3 weight
16.6%
Top 10 weight
27.9%
Voting Authority Distribution
Total shares with voting rights: 14.14M
Sole
Full voting authority
14.14M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole512
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings512
Rows:
ISHARES TR
SOLEShares163.65K
TypeSH
Market value$62.87M
5.57%
Sole
163.65K
Shared
0.00
None
0.00
APPLE INC
SOLEShares479.35K
TypeSH
Market value$62.28M
5.52%
Sole
479.35K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares258.40K
TypeSH
Market value$61.97M
5.49%
Sole
258.40K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares180.56K
TypeSH
Market value$25.35M
2.25%
Sole
180.56K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares98.51K
TypeSH
Market value$20.99M
1.86%
Sole
98.51K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares61.27K
TypeSH
Market value$18.93M
1.68%
Sole
61.27K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares215.72K
TypeSH
Market value$16.24M
1.44%
Sole
215.72K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares258.04K
TypeSH
Market value$15.91M
1.41%
Sole
258.04K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares58.13K
TypeSH
Market value$15.48M
1.37%
Sole
58.13K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares136.71K
TypeSH
Market value$15.08M
1.34%
Sole
136.71K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares159.29K
TypeSH
Market value$13.51M
1.20%
Sole
159.29K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares136.96K
TypeSH
Market value$12.96M
1.15%
Sole
136.96K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares59.93K
TypeSH
Market value$12.84M
1.14%
Sole
59.93K
Shared
0.00
None
0.00
VANGUARD WHITEHALL FDS
SOLEShares115.93K
TypeSH
Market value$12.54M
1.11%
Sole
115.93K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares117.28K
TypeSH
Market value$9.85M
0.87%
Sole
117.28K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares21.04K
TypeSH
Market value$9.60M
0.85%
Sole
21.04K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares130.63K
TypeSH
Market value$9.38M
0.83%
Sole
130.63K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares112.95K
TypeSH
Market value$9.32M
0.83%
Sole
112.95K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares61.02K
TypeSH
Market value$9.25M
0.82%
Sole
61.02K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares91.03K
TypeSH
Market value$8.83M
0.78%
Sole
91.03K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares22.86K
TypeSH
Market value$8.74M
0.77%
Sole
22.86K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares160.33K
TypeSH
Market value$7.20M
0.64%
Sole
160.33K
Shared
0.00
None
0.00
RAYTHEON TECHNOLOGIES CORP
SOLEShares70.10K
TypeSH
Market value$7.07M
0.63%
Sole
70.10K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares40.37K
TypeSH
Market value$7.04M
0.62%
Sole
40.37K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares80.15K
TypeSH
Market value$7.01M
0.62%
Sole
80.15K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 163.65K | SH | $62.87M 5.57% | 163.65K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 479.35K | SH | $62.28M 5.52% | 479.35K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 258.40K | SH | $61.97M 5.49% | 258.40K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 180.56K | SH | $25.35M 2.25% | 180.56K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 98.51K | SH | $20.99M 1.86% | 98.51K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 61.27K | SH | $18.93M 1.68% | 61.27K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 215.72K | SH | $16.24M 1.44% | 215.72K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 258.04K | SH | $15.91M 1.41% | 258.04K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 58.13K | SH | $15.48M 1.37% | 58.13K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 136.71K | SH | $15.08M 1.34% | 136.71K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P TTL STK | 159.29K | SH | $13.51M 1.20% | 159.29K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 136.96K | SH | $12.96M 1.15% | 136.96K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 GRW ETF | 59.93K | SH | $12.84M 1.14% | 59.93K | 0.00 | 0.00 |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 115.93K | SH | $12.54M 1.11% | 115.93K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 117.28K | SH | $9.85M 0.87% | 117.28K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 21.04K | SH | $9.60M 0.85% | 21.04K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 130.63K | SH | $9.38M 0.83% | 130.63K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 112.95K | SH | $9.32M 0.83% | 112.95K | 0.00 | 0.00 |
ISHARES TRSOLE | RUS 1000 VAL ETF | 61.02K | SH | $9.25M 0.82% | 61.02K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 91.03K | SH | $8.83M 0.78% | 91.03K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.86K | SH | $8.74M 0.77% | 22.86K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE TOTAL USD | 160.33K | SH | $7.20M 0.64% | 160.33K | 0.00 | 0.00 |
RAYTHEON TECHNOLOGIES CORPSOLE | COM | 70.10K | SH | $7.07M 0.63% | 70.10K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 40.37K | SH | $7.04M 0.62% | 40.37K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 80.15K | SH | $7.01M 0.62% | 80.15K | 0.00 | 0.00 |
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