Filed: 11/14/2022ACC: 0001085146-22-004053
📋 What this filing means
NWAM LLC filed this quarterly 13F‑HR report disclosing 481 equity positions with a total reported market value of $1.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
481
Positions
$1.05M
Total AUM (reported)
14.63M
Total Shares
Allocation by class
COM$366.8K35.0%
CORE S&P500 ETF$57.6K5.5%
VALUE ETF$22.1K2.1%
GROWTH ETF$21.2K2.0%
COM NEW$19.4K1.8%
SHORT TRM BOND$16.9K1.6%
CL B NEW$16.1K1.5%
Portfolio Concentration
Top 3$187.6K17.9%
4–10$118.9K11.3%
11–25$148.2K14.1%
Rest$593.1K56.6%
Top 3 weight
17.9%
Top 10 weight
29.3%
Voting Authority Distribution
Total shares with voting rights: 1.05M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.05M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole481
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings481
Rows:
APPLE INC
SOLEShares498.60K
TypeSH
Market value$68.9K
6.58%
Sole
0.00
Shared
0.00
None
68.91K
MICROSOFT CORP
SOLEShares262.61K
TypeSH
Market value$61.2K
5.84%
Sole
0.00
Shared
0.00
None
61.16K
ISHARES TR
SOLEShares160.52K
TypeSH
Market value$57.6K
5.49%
Sole
0.00
Shared
0.00
None
57.57K
VANGUARD INDEX FDS
SOLEShares179.24K
TypeSH
Market value$22.1K
2.11%
Sole
0.00
Shared
0.00
None
22.13K
VANGUARD INDEX FDS
SOLEShares98.89K
TypeSH
Market value$21.2K
2.02%
Sole
0.00
Shared
0.00
None
21.16K
VANGUARD BD INDEX FDS
SOLEShares225.30K
TypeSH
Market value$16.9K
1.61%
Sole
0.00
Shared
0.00
None
16.86K
BERKSHIRE HATHAWAY INC DEL
SOLEShares60.23K
TypeSH
Market value$16.1K
1.53%
Sole
0.00
Shared
0.00
None
16.08K
INVESCO QQQ TR
SOLEShares59.56K
TypeSH
Market value$15.9K
1.52%
Sole
0.00
Shared
0.00
None
15.92K
ISHARES TR
SOLEShares265.20K
TypeSH
Market value$14.0K
1.33%
Sole
0.00
Shared
0.00
None
13.97K
AMAZON COM INC
SOLEShares113.32K
TypeSH
Market value$12.8K
1.22%
Sole
0.00
Shared
0.00
None
12.81K
ISHARES TR
SOLEShares156.69K
TypeSH
Market value$12.5K
1.19%
Sole
0.00
Shared
0.00
None
12.46K
EXXON MOBIL CORP
SOLEShares138.46K
TypeSH
Market value$12.1K
1.15%
Sole
0.00
Shared
0.00
None
12.09K
ISHARES TR
SOLEShares57.12K
TypeSH
Market value$12.0K
1.15%
Sole
0.00
Shared
0.00
None
12.02K
ISHARES TR
SOLEShares134.19K
TypeSH
Market value$11.7K
1.12%
Sole
0.00
Shared
0.00
None
11.70K
VANGUARD WHITEHALL FDS
SOLEShares114.05K
TypeSH
Market value$10.8K
1.03%
Sole
0.00
Shared
0.00
None
10.82K
TESLA INC
SOLEShares37.61K
TypeSH
Market value$10.0K
0.95%
Sole
0.00
Shared
0.00
None
9.98K
COSTCO WHSL CORP NEW
SOLEShares21.08K
TypeSH
Market value$10.0K
0.95%
Sole
0.00
Shared
0.00
None
9.96K
VANGUARD INDEX FDS
SOLEShares122.67K
TypeSH
Market value$9.8K
0.94%
Sole
0.00
Shared
0.00
None
9.83K
ISHARES TR
SOLEShares213.28K
TypeSH
Market value$9.5K
0.91%
Sole
0.00
Shared
0.00
None
9.49K
ISHARES TR
SOLEShares94.64K
TypeSH
Market value$9.1K
0.87%
Sole
0.00
Shared
0.00
None
9.12K
VANGUARD BD INDEX FDS
SOLEShares120.86K
TypeSH
Market value$8.6K
0.82%
Sole
0.00
Shared
0.00
None
8.62K
ISHARES TR
SOLEShares61.05K
TypeSH
Market value$8.3K
0.79%
Sole
0.00
Shared
0.00
None
8.30K
SPDR S&P 500 ETF TR
SOLEShares22.54K
TypeSH
Market value$8.1K
0.77%
Sole
0.00
Shared
0.00
None
8.05K
ISHARES TR
SOLEShares100.69K
TypeSH
Market value$8.0K
0.76%
Sole
0.00
Shared
0.00
None
8K
ISHARES TR
SOLEShares47.25K
TypeSH
Market value$7.8K
0.74%
Sole
0.00
Shared
0.00
None
7.79K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 498.60K | SH | $68.9K 6.58% | 0.00 | 0.00 | 68.91K |
MICROSOFT CORPSOLE | COM | 262.61K | SH | $61.2K 5.84% | 0.00 | 0.00 | 61.16K |
ISHARES TRSOLE | CORE S&P500 ETF | 160.52K | SH | $57.6K 5.49% | 0.00 | 0.00 | 57.57K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 179.24K | SH | $22.1K 2.11% | 0.00 | 0.00 | 22.13K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 98.89K | SH | $21.2K 2.02% | 0.00 | 0.00 | 21.16K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 225.30K | SH | $16.9K 1.61% | 0.00 | 0.00 | 16.86K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 60.23K | SH | $16.1K 1.53% | 0.00 | 0.00 | 16.08K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 59.56K | SH | $15.9K 1.52% | 0.00 | 0.00 | 15.92K |
ISHARES TRSOLE | CORE MSCI EAFE | 265.20K | SH | $14.0K 1.33% | 0.00 | 0.00 | 13.97K |
AMAZON COM INCSOLE | COM | 113.32K | SH | $12.8K 1.22% | 0.00 | 0.00 | 12.81K |
ISHARES TRSOLE | CORE S&P TTL STK | 156.69K | SH | $12.5K 1.19% | 0.00 | 0.00 | 12.46K |
EXXON MOBIL CORPSOLE | COM | 138.46K | SH | $12.1K 1.15% | 0.00 | 0.00 | 12.09K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 57.12K | SH | $12.0K 1.15% | 0.00 | 0.00 | 12.02K |
ISHARES TRSOLE | CORE S&P SCP ETF | 134.19K | SH | $11.7K 1.12% | 0.00 | 0.00 | 11.70K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 114.05K | SH | $10.8K 1.03% | 0.00 | 0.00 | 10.82K |
TESLA INCSOLE | COM | 37.61K | SH | $10.0K 0.95% | 0.00 | 0.00 | 9.98K |
COSTCO WHSL CORP NEWSOLE | COM | 21.08K | SH | $10.0K 0.95% | 0.00 | 0.00 | 9.96K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 122.67K | SH | $9.8K 0.94% | 0.00 | 0.00 | 9.83K |
ISHARES TRSOLE | CORE TOTAL USD | 213.28K | SH | $9.5K 0.91% | 0.00 | 0.00 | 9.49K |
ISHARES TRSOLE | CORE US AGGBD ET | 94.64K | SH | $9.1K 0.87% | 0.00 | 0.00 | 9.12K |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 120.86K | SH | $8.6K 0.82% | 0.00 | 0.00 | 8.62K |
ISHARES TRSOLE | RUS 1000 VAL ETF | 61.05K | SH | $8.3K 0.79% | 0.00 | 0.00 | 8.30K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 22.54K | SH | $8.1K 0.77% | 0.00 | 0.00 | 8.05K |
ISHARES TRSOLE | ESG AWR MSCI USA | 100.69K | SH | $8.0K 0.76% | 0.00 | 0.00 | 8K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 47.25K | SH | $7.8K 0.74% | 0.00 | 0.00 | 7.79K |
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